Apollo Endosurgery Inc (APEN) Ownership

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As of April 3, 2023, 3:54pm EST.

Institutional Ownership

Cpmg Inc is the biggest individual institutional holder of Apollo Endosurgery Inc (APEN), owning a total of 6.2 million shares. Combined, the top 41 institutional holders of APEN own 78.97% of the company with a total of 43.6 million shares.

In the latest ownership report on March 31st 2023, the top 41 institutional holders increased their combined ownership of APEN by 4.8 million shares. 13 institutions bought 8,109,323 total additional shares and increased their ownership by an average of 93.57%. However 1 institutions sold 3,356,584 total shares and decreased their ownership by an average of 90.07%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of Apollo Endosurgery increased by a net total of 4,752,739 in the latest quarter.

Institution Ownership Chart

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Latest Institutional Ownership Changes

OwnerPercent OwnedPercent ChangeShares OwnedShare ChangeDate Reported
Cpmg Inc10.667%0.000%6,183,60302023-03-31
Nantahala Capital Management, LLC7.892%12.779%4,575,021518,3942023-03-31
Millennium Management LLC3.194%320.872%1,851,4731,411,5602023-03-31
Vanguard Group Inc3.096%22.312%1,794,761327,3942023-03-31
Gardner Lewis Asset Management L P2.465%0.000%1,428,8841,428,8842023-03-31
Gabelli Funds LLC2.108%340.677%1,221,882944,6082023-03-31
Man Group PLC1.725%0.000%1,000,0001,000,0002023-03-31
Gabelli Securities Inc1.366%312.704%791,772599,9222023-03-31
Federated Hermes Inc1.244%134.091%721,000413,0002023-03-31
Capula Management Ltd0.944%0.000%546,965546,9652023-03-31
Halcyon Management Partners LP0.766%72.494%443,848186,5362023-03-31
New York Life Investment Management LLC0.742%0.000%430,063430,0632023-03-31
Magnetar Financial LLC0.720%0.481%417,1911,9972023-03-31
Stonepine Capital Management Llc0.638%-90.071%370,000-3,356,5842023-03-31
SYQUANT CAPITAL SAS0.518%0.000%300,000300,0002023-03-31

Top Institutions

OwnerPercent OwnedPercent ChangeShares OwnedShare ChangeDate Reported
Cpmg Inc10.667%0.000%6,183,60302023-03-31
Nantahala Capital Management, LLC7.892%12.779%4,575,021518,3942023-03-31
Citigroup Inc4.117%18.708%2,386,557376,1192022-12-31
Millennium Management LLC3.194%320.872%1,851,4731,411,5602023-03-31
Vanguard Group Inc3.096%22.312%1,794,761327,3942023-03-31
Deerfield Management Co3.019%0.000%1,750,00002022-12-31
Gagnon Securities LLC3.582%-4.663%1,703,175-83,3102022-12-31
Archon Capital Management LLC2.838%-10.675%1,645,443-196,6412022-12-31
Gardner Lewis Asset Management L P2.465%0.000%1,428,8841,428,8842023-03-31
Gagnon Advisors, LLC2.796%0.000%1,329,35402022-12-31
Gabelli Funds LLC2.108%340.677%1,221,882944,6082023-03-31
Soleus Capital Management, L.P.2.391%-65.215%1,137,105-2,131,8432022-09-30
SILVERARC CAPITAL MANAGEMENT, LLC2.390%5.706%1,136,20661,3272022-09-30
JPMorgan Chase & Co1.853%0.000%1,074,3501,074,3502022-12-31
Man Group PLC1.725%0.000%1,000,0001,000,0002023-03-31
Acadian Asset Management LLC2.287%15,165.700%952,732946,4912022-09-30
Goldman Sachs Group Inc1.885%15.982%896,213123,4952022-09-30
Gabelli Securities Inc1.366%312.704%791,772599,9222023-03-31
Awm Investment Company Inc1.357%-5.215%786,809-43,2882022-12-31
Woodline Partners LP1.316%0.000%762,800762,8002022-12-31
Federated Hermes Inc1.244%134.091%721,000413,0002023-03-31
Parkman Healthcare Partners LLC1.383%1.183%657,6907,6902022-09-30
Berry Street Capital Management LLP1.078%0.000%625,000625,0002022-12-31
Capula Management Ltd0.944%0.000%546,965546,9652023-03-31
Parian Global Management LP0.909%-28.083%527,126-205,8402022-09-30
BlackRock Inc0.885%-10.409%512,741-59,5712022-12-31
First Trust Capital Management L.P.0.819%0.000%474,664474,6642022-12-31
Water Island Capital LLC0.776%0.000%449,636449,6362022-12-31
Halcyon Management Partners LP0.766%72.494%443,848186,5362023-03-31
New York Life Investment Management LLC0.742%0.000%430,063430,0632023-03-31
PURA VIDA INVESTMENTS, LLC0.898%0.000%427,05702022-09-30
Magnetar Financial LLC0.720%0.481%417,1911,9972023-03-31
Essex Investment Management Company, LLC0.842%2.866%400,57311,1592022-09-30
Gilder Gagnon Howe & CO LLC0.643%-19.191%373,005-88,5822022-12-31
Geode Capital Management, LLC0.642%8.408%372,32928,8782022-12-31
Stonepine Capital Management Llc0.638%-90.071%370,000-3,356,5842023-03-31
Morgan Stanley - Brokerage Accounts0.591%17,453.600%342,647340,6952022-12-31
AIGH Capital Management, LLC0.546%-37.775%316,436-192,1002022-12-31
SYQUANT CAPITAL SAS0.518%0.000%300,000300,0002023-03-31
Qube Research & Technologies0.602%0.000%286,040286,0402022-12-31
Renaissance Technologies Corp0.441%119.937%209,600114,3002022-12-31

Mutual Fund Ownership

Vanguard Instl Ttl Stck Mkt Idx Tr is the biggest individual fund holder of Apollo Endosurgery Inc (APEN), owning a total of 1.2 million shares. Combined, the top 41 mutual fund holders of APEN own 15.65% of the company with a total of 8.9 million shares.

In the latest ownership report on March 31st 2023, the top 41 fund holders increased their combined ownership of APEN by 1.8 million shares. 13 funds bought 1,855,413 total additional shares and increased their ownership by an average of 489.95%. However 5 funds sold 52,551 total shares and decreased their ownership by an average of 5.17%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Apollo Endosurgery increased by a net total of 1,802,862 in the latest report.

Mutual Funds Chart

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Latest Mutual Fund Ownership Changes

OwnerPercent OwnedPercent ChangeShares OwnedShare ChangeDate Reported
Vanguard Instl Ttl Stck Mkt Idx Tr2.144%31.062%1,242,617294,5002023-03-31
Vanguard Total Stock Mkt Idx Inv2.144%31.062%1,242,617294,5002023-03-31
Federated Hermes Kaufmann Growth1.208%133.333%700,000400,0002023-03-31
Federated Hermes Kaufmann R1.208%133.333%700,000400,0002023-03-31
Vanguard Extended Market Index Investor0.835%-6.975%484,157-36,3022023-03-31
First Trust Merger Arbitrage Cl I0.813%0.000%471,25702023-03-31
IQ Merger Arbitrage ETF0.742%0.000%430,06302023-03-31
Fidelity® Extended Market Index0.311%-5.810%180,402-11,1282023-03-31
Franklin K2 Alt Strats I(acc)USD0.243%0.000%141,088141,0882023-03-31
K2 Alternative Strategies R60.212%0.000%123,093123,0932023-03-31
1290 VT GAMCO Mergers & Acquisitions IB0.190%10.000%110,00010,0002023-03-31
GDL Fund0.173%3,900.000%100,00097,5002023-03-31
Bridgeway Ultra-Small Company0.157%0.000%90,80002023-03-31
iShares Micro-Cap ETF0.150%0.000%86,96602023-03-31
BlackRock Extended Mkt Composite0.145%0.000%83,95402023-03-31
Accelerate Arbitrage ETF0.142%0.000%82,54002023-03-31
Bridgeway Ultra-Small Company Market0.135%0.000%78,20002023-03-31
BlackRock Extended Equity Market K0.126%-1.154%72,733-8492023-03-31
Fidelity® Total Market Index0.115%0.000%66,83602023-03-31
Goldman Sachs Multi-Manager Alts Instl0.105%189.902%61,03339,9802023-03-31
Gabelli ABC AAA0.087%1,920.000%50,50048,0002023-03-31
Fidelity® Series Total Market Index0.082%0.000%47,68002023-03-31
Northern Small Cap Core K0.082%-3.101%47,527-1,5212023-03-31
Neuberger Berman Abs Ret Multi-Mgr I0.070%12.405%40,7774,5002023-03-31
Russell Inv US Small Cap Equity E0.068%0.000%39,60302023-03-31
WPG Partners Micro Cap Opportunities0.056%0.000%32,40302023-03-31
Northern Trust Extended Eq Market Idx0.049%4.108%28,5341,1262023-03-31
NT Ext Equity Mkt Idx Fd - L0.049%4.108%28,5341,1262023-03-31
NT Quality SCC US Fund - L0.049%-8.828%28,410-2,7512023-03-31

Top Mutual Funds

OwnerPercent OwnedPercent ChangeShares OwnedShare ChangeDate Reported
Vanguard Instl Ttl Stck Mkt Idx Tr2.144%31.062%1,242,617294,5002023-03-31
Vanguard Total Stock Mkt Idx Inv2.144%31.062%1,242,617294,5002023-03-31
Man GLG Event Driven Alternative IN USD1.607%0.000%931,655931,6552023-02-28
Federated Hermes Kaufmann Growth1.208%133.333%700,000400,0002023-03-31
Federated Hermes Kaufmann R1.208%133.333%700,000400,0002023-03-31
Vanguard Extended Market Index Investor0.835%-6.975%484,157-36,3022023-03-31
First Trust Merger Arbitrage Cl I0.813%0.000%471,25702023-03-31
IQ Merger Arbitrage ETF0.742%0.000%430,06302023-03-31
Arbitrage R0.755%0.000%359,000359,0002022-11-30
Fidelity® Extended Market Index0.311%-5.810%180,402-11,1282023-03-31
AltShares Merger Arbitrage ETF0.283%0.000%164,215164,2152023-02-28
Franklin K2 Alt Strats I(acc)USD0.243%0.000%141,088141,0882023-03-31
K2 Alternative Strategies R60.212%0.000%123,093123,0932023-03-31
1290 VT GAMCO Mergers & Acquisitions IB0.190%10.000%110,00010,0002023-03-31
GDL Fund0.173%3,900.000%100,00097,5002023-03-31
FranklinK2 Bardin Hill Arb EBPFaccUSD0.205%0.000%97,43102022-12-31
Bridgeway Ultra-Small Company0.157%0.000%90,80002023-03-31
iShares Micro-Cap ETF0.150%0.000%86,96602023-03-31
Pleiades Small Cap Equity A0.179%0.000%85,14102022-09-30
BlackRock Extended Mkt Composite0.145%0.000%83,95402023-03-31
Accelerate Arbitrage ETF0.142%0.000%82,54002023-03-31
WPG Partners Select Small Cap Value Ins0.137%2.764%79,5182,1392023-02-28
Bridgeway Ultra-Small Company Market0.135%0.000%78,20002023-03-31
BlackRock Extended Equity Market K0.126%-1.154%72,733-8492023-03-31
Fidelity® Total Market Index0.115%0.000%66,83602023-03-31
Russell Inv Multi-Asset Growth Strat S0.155%1.293%64,4758232022-09-30
Goldman Sachs Multi-Manager Alts Instl0.105%189.902%61,03339,9802023-03-31
Gabelli ABC AAA0.087%1,920.000%50,50048,0002023-03-31
Fidelity® Series Total Market Index0.082%0.000%47,68002023-03-31
Northern Small Cap Core K0.082%-3.101%47,527-1,5212023-03-31
GSF II GS Glb Mlt-Mgr Alts R USD Inc0.096%0.000%45,79245,7922022-12-31
Franklin K2 Alternative Strategies R60.104%0.000%43,21043,2102022-11-30
Neuberger Berman Abs Ret Multi-Mgr I0.070%12.405%40,7774,5002023-03-31
Russell Inv US Small Cap Equity E0.068%0.000%39,60302023-03-31
iShares Core S&P Total US Stock Mkt ETF0.081%0.000%38,48002023-01-31
Russell Inv Multi-Strategy Income Y0.082%1.295%34,1914372022-09-30
WPG Partners Micro Cap Opportunities0.056%0.000%32,40302023-03-31
NT Quality Small Cap Core0.076%0.392%31,7551242022-09-30
Northern Trust Extended Eq Market Idx0.049%4.108%28,5341,1262023-03-31
NT Ext Equity Mkt Idx Fd - L0.049%4.108%28,5341,1262023-03-31
NT Quality SCC US Fund - L0.049%-8.828%28,410-2,7512023-03-31

Discussions

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Modok

$APEN Very bullish action

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Clean_Teoth

$APEN breaking out of this wedge sooner than later

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kobe_fighter

$APEN come on bulls we can do it
don’t let bears win

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