Apollo Endosurgery Inc (APEN) Ownership

4.14 ↓0.13 (-3.04%)
As of Market Close on May 16th, 2022.

Institutional Ownership

Cpmg Inc is the biggest individual institutional holder of Apollo Endosurgery Inc (APEN), owning a total of 3.2 million shares. Combined, the top 91 institutional holders of APEN own 215.68% of the company with a total of 73.5 million shares.

In the latest ownership report, the top 91 institutional holders have increased their combined ownership of APEN by 14.2 million shares, a 16.19% increase from the quarter prior.

Institution Ownership Chart

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Top Institutions

OwnerPercent OwnedPercent ChangeShares OwnedShare ChangeDate Reported
Cpmg Inc11.725%1.940%3,169,84560,3332021-03-31
Cpmg Inc11.044%0.000%3,169,84502021-06-30
Cpmg Inc9.789%21.405%3,878,742683,8712021-12-31
Nantahala Capital Management, LLC9.494%49.614%3,761,7831,247,4552021-12-31
Nantahala Capital Management, LLC8.433%-0.406%2,279,970-9,2932021-03-31
Cpmg Inc8.090%0.790%3,194,87125,0262021-09-30
Nantahala Capital Management, LLC8.074%1.646%2,317,49137,5212021-06-30
Nantahala Capital Management, LLC6.367%8.494%2,514,328196,8372021-09-30
Gagnon Securities LLC5.795%7.828%1,566,794113,7452021-03-31
Soleus Capital Management, L.P.5.792%0.000%2,295,1002,295,1002021-12-31
Gagnon Securities LLC5.472%0.244%1,570,6193,8252021-06-30
Stonepine Capital Management Llc5.359%-37.714%1,448,868-877,2972021-03-31
Gagnon Advisors, LLC4.631%10.709%1,329,354128,5852021-06-30
Gagnon Advisors, LLC4.441%0.000%1,200,76902021-03-31
Deerfield Management Co4.417%0.000%1,750,0001,750,0002021-12-31
Gagnon Securities LLC3.902%-1.890%1,540,928-29,6912021-09-30
Gagnon Securities LLC3.872%-0.446%1,534,056-6,8722021-12-31
Gagnon Securities LLC3.801%-0.270%1,529,912-4,1442022-03-31
Gagnon Advisors, LLC3.366%0.000%1,329,35402021-09-30
Gagnon Advisors, LLC3.355%0.000%1,329,35402021-12-31
Gagnon Advisors, LLC3.303%0.000%1,329,35402022-03-31
Vanguard Group Inc3.264%67.219%1,293,117519,8102021-12-31
Stonepine Capital Management Llc2.905%26.207%1,151,163239,0382021-12-31
Stonepine Capital Management Llc2.655%-47.395%762,183-686,6852021-06-30
Archon Capital Management LLC2.634%0.000%756,154756,1542021-06-30
Parian Global Management LP2.502%20.824%991,229170,8412021-12-31
Archon Capital Management LLC2.409%26.257%954,696198,5422021-12-31
Parkman Healthcare Partners LLC2.408%821.619%691,214616,2142021-06-30
Goldman Sachs Group Inc2.383%3.262%644,19120,3492021-03-31
Vanguard Group Inc2.326%24.108%667,712129,7042021-06-30
Parkman Healthcare Partners LLC2.318%10.499%918,48587,2712021-12-31
Stonepine Capital Management Llc2.310%19.673%912,125149,9422021-09-30
Goldman Sachs Group Inc2.220%-1.077%637,255-6,9362021-06-30
Parkman Healthcare Partners LLC2.105%20.254%831,214140,0002021-09-30
Parian Global Management LP2.077%0.000%820,388820,3882021-09-30
King Luther Capital Management Corp2.018%0.000%545,45402021-03-31
Vanguard Group Inc1.990%5.360%538,00827,3682021-03-31
Vanguard Group Inc1.958%15.815%773,307105,5952021-09-30
Archon Capital Management LLC1.915%0.000%756,15402021-09-30
King Luther Capital Management Corp1.900%0.000%545,45402021-06-30
SILVERARC CAPITAL MANAGEMENT, LLC1.867%0.000%739,604739,6042021-12-31
Goldman Sachs Group Inc1.647%1.650%652,56510,5942021-12-31
Goldman Sachs Group Inc1.626%0.740%641,9714,7162021-09-30
Renaissance Technologies Corp1.573%11.482%451,50046,5002021-06-30
Renaissance Technologies Corp1.498%80.965%405,000181,2002021-03-31
Marshall Wace Asset Management Ltd1.388%0.000%375,299375,2992021-03-31
King Luther Capital Management Corp1.381%0.000%545,45402021-09-30
King Luther Capital Management Corp1.377%0.000%545,45402021-12-31
King Luther Capital Management Corp1.355%0.000%545,45402022-03-31
Gilder Gagnon Howe & CO LLC1.334%146.836%528,359314,3062021-12-31
Manatuck Hill Partners LLC1.190%35.609%341,60089,7002021-06-30
Awm Investment Company Inc1.082%0.000%428,640428,6402021-12-31
Adage Capital Partners Gp LLC1.050%166.721%416,000260,0322021-12-31
BlackRock Inc1.042%693.368%412,956360,9052021-12-31
Renaissance Technologies Corp1.037%-9.258%409,700-41,8002021-09-30
Parametric Portfolio Associates LLC1.030%0.000%295,594295,5942021-06-30
Assenagon Asset Management SA0.990%66.163%392,055156,1092021-12-31
PURA VIDA INVESTMENTS, LLC0.946%0.000%374,657374,6572021-12-31
Manatuck Hill Partners LLC0.932%109.219%251,900131,5002021-03-31
Essex Investment Management Company, LLC0.851%0.000%244,197244,1972021-06-30
Assenagon Asset Management SA0.794%0.000%227,975227,9752021-06-30
Hillsdale Investment Management Inc.0.748%0.000%214,651214,6512021-06-30
Amvescap Plc.0.746%0.000%294,649294,6492021-09-30
Parametric Portfolio Associates LLC0.744%-0.568%293,914-1,6802021-09-30
EAM Investors, LLC0.731%0.000%209,706209,7062021-06-30
Renaissance Technologies Corp0.719%-30.461%284,900-124,8002021-12-31
Parametric Portfolio Associates LLC0.696%-6.188%275,726-18,1882021-12-31
Hillsdale Investment Management Inc.0.658%20.997%259,72145,0702021-09-30
Essex Investment Management Company, LLC0.614%-0.633%242,651-1,5462021-09-30
Manatuck Hill Partners LLC0.604%-30.182%238,500-103,1002021-09-30
Assenagon Asset Management SA0.597%3.496%235,9467,9712021-09-30
Northern Trust Corp0.591%-35.850%159,714-89,2572021-03-31
SG Capital Management, LLC0.553%0.000%149,397149,3972021-03-31
Gilder Gagnon Howe & CO LLC0.552%0.000%158,336158,3362021-06-30
Gilder Gagnon Howe & CO LLC0.542%35.189%214,05355,7172021-09-30
Northern Trust Corp0.536%-3.689%153,823-5,8912021-06-30
EAM Investors, LLC0.531%0.000%209,70602021-09-30
Bridgeway Capital Management, LLC0.526%12.426%151,10016,7002021-06-30
Bridgeway Capital Management, LLC0.497%71.867%134,40056,2002021-03-31
Marshall Wace Asset Management Ltd0.491%-62.477%140,824-234,4752021-06-30
NJ State Employees Deferred Compnstin Pl0.481%0.000%130,00002021-03-31
Bridgeway Capital Management, LLC0.477%24.620%188,30037,2002021-09-30
NJ State Employees Deferred Compnstin Pl0.453%0.000%130,00002021-06-30
Adage Capital Partners Gp LLC0.395%0.000%155,968155,9682021-09-30
Geode Capital Management, LLC0.281%21.815%75,92113,5962020-12-31
Parkman Healthcare Partners LLC0.277%0.000%75,00075,0002021-03-31
Millennium Management LLC0.225%0.000%60,74560,7452021-03-31
Neuberger Berman Group LLC0.185%0.000%50,00050,0002021-03-31
Tower Research Capital LLC0.180%340.814%48,75437,6942021-03-31
BlackRock Inc0.152%14.629%43,7155,5792021-03-31
Citadel Advisors Llc0.096%0.000%27,43127,4312021-03-31

Mutual Fund Ownership

Vanguard Total Stock Mkt Idx Inv is the biggest individual fund holder of Apollo Endosurgery Inc (APEN), owning a total of 877 thousand shares. Combined, the top 159 mutual fund holders of APEN own 62.56% of the company with a total of 22 million shares.

In the latest ownership report, the top 159 mutual funds have increased their combined ownership of APEN by 2.3 million shares, a 9.35% increase from the quarter prior.

Mutual Funds Chart

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Top Mutual Funds

OwnerPercent OwnedPercent ChangeShares OwnedShare ChangeDate Reported
Vanguard Total Stock Mkt Idx Inv2.221%12.705%876,95998,8552022-01-31
Vanguard Total Stock Mkt Idx Inv2.213%0.000%876,95902022-02-28
Vanguard Total Stock Mkt Idx Inv2.213%0.000%876,95902022-03-31
Vanguard Total Stock Mkt Idx Inv1.970%5.907%778,10443,4002021-11-30
Vanguard Total Stock Mkt Idx Inv1.970%0.000%778,10402021-12-31
Vanguard Total Stock Mkt Idx Inv1.860%58.912%734,704272,3692021-10-31
Vanguard Total Stock Mkt Idx Inv1.707%35.150%461,395120,0002021-06-30
Vanguard Total Stock Mkt Idx Inv1.609%0.108%461,8955002021-07-31
Vanguard Total Stock Mkt Idx Inv1.609%0.000%461,89502021-08-31
Vanguard Total Stock Mkt Idx Inv1.550%0.095%462,3354402021-09-30
Vanguard Extended Market Index Investor1.170%66.371%462,043184,3252021-12-31
Vanguard Extended Market Index Investor1.113%-4.898%439,412-22,6312022-01-31
Vanguard Extended Market Index Investor1.064%-4.074%421,512-17,9002022-02-28
Vanguard Extended Market Index Investor1.064%0.000%421,51202022-03-31
Vanguard Extended Market Index Investor0.931%58.192%277,718102,1602021-09-30
Invesco DWA SmallCap Momentum ETF0.891%-0.457%351,958-1,6172021-11-30
Invesco DWA SmallCap Momentum ETF0.824%0.667%325,5472,1562021-10-31
EAM Ultra Micro Cap0.773%0.000%208,987208,9872021-05-31
Invesco DWA SmallCap Momentum ETF0.773%0.000%310,40702022-04-28
Calamos Timpani Small Cap Growth I0.758%0.000%299,254299,2542021-11-30
Invesco DWA SmallCap Momentum ETF0.751%-0.543%296,441-1,6172021-12-30
Invesco DWA SmallCap Momentum ETF0.751%0.000%296,44102021-12-31
EAM Ultra Micro Cap0.728%0.000%208,98702021-06-30
EAM Ultra Micro Cap0.728%0.000%208,98702021-07-31
EAM Ultra Micro Cap0.728%0.000%208,98702021-08-31
SEI Tax-Managed Small/Mid Cap F (SIMT)0.715%0.000%193,308193,3082021-06-30
Vanguard Extended Market Index Investor0.703%0.000%277,71802021-10-31
Vanguard Extended Market Index Investor0.703%0.000%277,71802021-11-30
EAM Ultra Micro Cap0.701%0.000%208,98702021-09-30
SEI Tax-Managed Small/Mid Cap F (SIMT)0.674%0.000%193,30802021-07-31
SEI Tax-Managed Small/Mid Cap F (SIMT)0.674%0.000%193,30802021-08-31
SEI Tax-Managed Small/Mid Cap F (SIMT)0.674%0.000%193,30802021-09-30
Vanguard Extended Market Index Investor0.649%3.358%175,5585,7042021-06-30
Vanguard Extended Market Index Investor0.612%0.000%175,55802021-07-31
Vanguard Extended Market Index Investor0.612%0.000%175,55802021-08-31
Calamos Timpani Small Cap Growth I0.558%-26.367%220,350-78,9042021-12-31
Timpani Small Cap Growth Equity0.558%0.000%220,350220,3502021-12-31
EAM Ultra Micro Cap0.529%0.000%208,98702021-10-31
SEI GMF US Small Coms USD Instl+ H Acc0.517%0.000%139,800139,8002021-06-30
SEI Tax-Managed Small/Mid Cap F (SIMT)0.517%5.601%204,13610,8282021-11-30
SEI Tax-Managed Small/Mid Cap F (SIMT)0.517%0.000%204,13602021-12-31
SEI Tax-Managed Small/Mid Cap F (SIMT)0.490%0.000%193,30802021-10-31
SEI GMF US Small Coms USD Instl+ H Acc0.487%0.000%139,80002021-07-31
Calamos Timpani Small Cap Growth I0.480%74.242%193,32382,3722022-03-31
Timpani Small Cap Growth Equity0.480%-12.266%193,323-27,0272022-03-31
Bridgeway Ultra-Small Company Market0.474%63.939%128,20050,0002021-03-31
SEI GMF US Small Coms USD Instl+ H Acc0.470%-3.577%134,800-5,0002021-08-31
SEI GMF US Small Coms USD Instl+ H Acc0.452%0.000%134,80002021-09-30
Bridgeway Ultra-Small Company Market0.447%0.000%128,20002021-06-30
EAM Ultra Micro Cap0.436%-17.689%172,020-36,9672021-11-30
Pleiades Small Cap Equity A0.406%0.000%116,477116,4772021-06-30
Fidelity® Extended Market Index0.393%89.786%155,18873,4182021-12-31
Fidelity® Extended Market Index0.392%0.000%155,18802022-01-31
Fidelity® Extended Market Index0.392%0.000%155,18802022-02-28
Fidelity® Extended Market Index0.386%0.000%155,18802022-03-31
SEI Small Cap F (SIMT)0.378%0.000%102,286102,2862021-06-30
Hillsdale US Small Cap Eq Fund Srs A U$0.361%67.110%103,48341,5582021-09-30
EAM Ultra Micro Cap0.353%-18.868%139,564-32,4562021-12-31
SEI Small Cap F (SIMT)0.351%-1.578%100,672-1,6142021-07-31
SEI Small Cap F (SIMT)0.351%-0.066%100,606-662021-08-31
SEI Small Cap F (SIMT)0.351%0.000%100,60602021-09-30
SEI GMF US Small Coms USD Instl+ H Acc0.341%0.000%134,80002021-10-31
Bridgeway Ultra-Small Company Market0.325%0.000%128,20002021-09-30
Bridgeway Ultra-Small Company Market0.325%0.000%128,20002021-12-31
Pleiades Small Cap Equity A0.295%0.000%116,47702021-09-30
SEI GMF US Small Coms USD Instl+ H Acc0.291%-14.837%114,800-20,0002021-11-30
Pleiades Small Cap Equity A0.284%-3.671%112,201-4,2762021-12-31
Calamos Timpani Small Cap Growth I0.280%0.630%110,9516952022-02-28
Calamos Timpani Small Cap Growth I0.278%-49.963%110,256-110,0942022-01-31
Hillsdale US Small Cap Equity0.262%0.000%103,483103,4832021-09-30
Hillsdale US Small Cap Eq Fund Srs A U$0.262%0.000%103,48302021-12-31
SEI Small Cap F (SIMT)0.249%-2.370%98,222-2,3842021-10-31
Fidelity® Extended Market Index0.241%7.924%69,2845,0872021-06-30
Fidelity® Extended Market Index0.241%0.000%69,28402021-07-31
Fidelity® Extended Market Index0.241%0.000%69,28402021-08-31
Fidelity® Extended Market Index0.238%0.000%64,19702021-05-31
SEI GMF US Small Coms USD Instl+ H Acc0.238%-18.293%93,800-21,0002021-12-31
Hillsdale US Small Cap Eq Fund Srs A U$0.229%0.000%61,92561,9252021-06-30
SEI Small Cap F (SIMT)0.223%-10.181%88,222-10,0002021-11-30
Fidelity® Extended Market Index0.207%5.191%81,7704,0352021-11-30
Fidelity® Extended Market Index0.197%12.198%77,7358,4512021-10-31
SEI Small Cap F (SIMT)0.181%-18.852%71,590-16,6322021-12-31
Pleiades Small Cap Equity A0.179%-35.847%71,980-40,2212022-03-31
Northern Small Cap Core K0.178%-11.620%48,090-6,3232021-06-30
Fidelity® Extended Market Index0.175%0.000%69,28402021-09-30
iShares Micro-Cap ETF0.172%0.000%46,55202021-06-30
iShares Micro-Cap ETF0.162%0.000%46,55202021-07-30
Northern Small Cap Core K0.161%0.000%48,09002021-09-30
iShares Micro-Cap ETF0.159%0.000%45,50402021-08-31
iShares Micro-Cap ETF0.155%0.000%61,12702021-12-29
iShares Micro-Cap ETF0.155%0.000%61,12702021-12-31
iShares Micro-Cap ETF0.154%0.000%61,09702022-02-28
iShares Micro-Cap ETF0.152%0.000%43,62602021-09-30
iShares Micro-Cap ETF0.152%0.000%60,03802022-03-31
iShares Micro-Cap ETF0.151%-0.569%59,762-3422022-01-31
iShares Micro-Cap ETF0.149%0.000%59,68502022-04-28
iShares Micro-Cap ETF0.148%0.000%59,68502022-04-29
Bridgeway Ultra-Small Company0.137%222.755%53,90037,2002021-09-30
NT Quality Small Cap Core0.134%-1.166%36,272-4282021-03-31
NT Quality SCC US Fund - L0.134%0.000%36,27202021-06-30
BlackRock Extended Equity Market K0.128%3.497%50,7541,7152022-03-31
NT Quality Small Cap Core0.126%0.000%36,27202021-06-30
BlackRock Extended Equity Market K0.124%0.000%49,04049,0402021-12-31
Northern Small Cap Core K0.122%0.000%48,09002021-12-31
NT Quality SCC US Fund - L0.122%0.000%36,27202021-09-30
NT Quality Small Cap Core0.122%0.000%36,27202021-09-30
Northern Small Cap Core K0.121%0.000%48,09002022-03-31
iShares Micro-Cap ETF0.117%0.000%46,06302021-11-30
iShares Micro-Cap ETF0.112%0.000%44,37902021-10-29
Fidelity® Total Market Index0.103%143.280%40,58423,9022021-12-31
Fidelity® Total Market Index0.102%0.000%40,58402022-01-31
Fidelity® Total Market Index0.102%0.000%40,58402022-02-28
Fidelity® Total Market Index0.101%0.000%40,58402022-03-31
NT Quality SCC US Fund - L0.092%0.000%36,27202021-12-31
NT Quality Small Cap Core0.092%0.000%36,27202021-12-31
Fidelity® Series Total Market Index0.084%72.607%33,17513,9552021-12-31
NT Quality SCC US Fund - L0.083%-8.949%33,026-3,2462022-03-31
Fidelity® Series Total Market Index0.082%-2.261%32,425-7502022-01-31
Fidelity® Series Total Market Index0.082%0.000%32,42502022-02-28
Fidelity® Series Total Market Index0.081%0.000%32,42502022-03-31
Bridgeway Ultra-Small Company0.077%-43.599%30,400-23,5002021-12-31
NT Ext Equity Mkt Idx Fd - NL0.066%101.501%26,04213,1182021-12-31
NT Ext Equity Mkt Idx Fd - NL0.066%0.000%26,04202022-03-31
Fidelity® Total Market Index0.062%0.000%16,68202021-05-31
Vanguard Instl Ttl Stk Mkt Idx InstlPls0.059%0.000%16,05002021-06-30
Bridgeway Ultra-Small Company0.058%0.000%16,70016,7002021-06-30
Fidelity® NASDAQ Composite Index®0.058%0.000%15,72002021-05-31
Fidelity® Total Market Index0.058%0.000%16,68202021-06-30
Fidelity® Total Market Index0.058%0.000%16,68202021-07-31
Fidelity® Total Market Index0.058%0.000%16,68202021-08-31
Northern Trust Extended Eq Market Idx0.057%42.922%22,6166,7922021-12-31
NT Ext Equity Mkt Idx Fd - L0.057%42.922%22,6166,7922021-12-31
NT Ext Equity Mkt Idx Fd - L0.057%0.000%22,61602022-03-31
Vanguard Instl Ttl Stk Mkt Idx InstlPls0.056%0.000%16,05002021-07-31
Vanguard Instl Ttl Stk Mkt Idx InstlPls0.056%0.000%16,05002021-08-31
Fidelity® NASDAQ Composite Index®0.055%0.000%15,72002021-06-30
Fidelity® NASDAQ Composite Index®0.055%0.000%15,72002021-07-31
Fidelity® NASDAQ Composite Index®0.055%0.000%15,72002021-08-31
Vanguard Instl Ttl Stk Mkt Idx InstlPls0.054%0.000%16,05002021-09-30
Northern Trust Extended Eq Market Idx0.053%43.502%15,8244,7972021-09-30
NT Ext Equity Mkt Idx Fd - L0.053%43.502%15,8244,7972021-09-30
Vanguard Balanced Index Inv0.052%179.084%20,41513,1002021-10-31
Vanguard Balanced Index Inv0.052%0.000%20,41502021-11-30
Vanguard Balanced Index Inv0.052%0.000%20,41502022-03-31
Fidelity® Series Total Market Index0.051%82.814%14,7116,6642021-06-30
Fidelity® Series Total Market Index0.051%0.000%14,71102021-07-31
Fidelity® Series Total Market Index0.051%0.000%14,71102021-08-31
Fidelity® Series Total Market Index0.049%30.651%19,2204,5092021-10-31
Fidelity® Series Total Market Index0.049%0.000%19,22002021-11-30
Fidelity® NASDAQ Composite Index®0.043%7.328%16,8721,1522021-09-30
Fidelity® NASDAQ Composite Index®0.043%0.000%16,87202021-10-31
Fidelity® Total Market Index0.042%0.000%16,68202021-09-30
Fidelity® Total Market Index0.042%0.000%16,68202021-10-31
NT Ext Equity Mkt Idx Fd - L0.041%0.000%11,02702021-06-30
Vanguard Instl Ttl Stk Mkt Idx InstlPls0.041%0.000%16,05002021-10-31
Northern Trust Extended Eq Market Idx0.038%0.000%11,02702021-06-30
Essex Inv Mgt Micro Cap Growth0.038%0.000%10,28602021-06-30
NT Ext Equity Mkt Idx Fd - NL0.034%0.000%9,19902021-06-30
Fidelity® Series Total Market Index0.030%0.000%8,04702021-05-31

Discussions

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RippedInNewYork

$APEN rocket fuel tanks are full. Gonna shoot to the stars

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dandanaiwo

$APEN Markets about as efficient as a retirement home

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glaglewd

$APEN This is how I feel everyday holding this gem.

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SayMyName

$APEN who else finds themselves here after liquidating their positions for a loss only to bash on how seriously fcked up the stock market is

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