Caterpillar Inc (CAT) Ownership

350.72 ↓9.32 (-2.59%)

As of May 16, 2024, 3:59pm EST.

Institutions
Mutual Funds

Institutional Ownership

Vanguard Group Inc is the biggest individual institutional holder of Caterpillar Inc (CAT), owning a total of 48.4 million shares. Combined, the top 25 institutional holders of CAT own 58.40% of the company with a total of 287.4 million shares.

In the latest ownership report on December 31st 2023, the top 25 institutional holders increased their combined ownership of CAT by 4.6 million shares. 13 institutions bought 6,593,819 total additional shares and increased their ownership by an average of 12.65%. However 6 institutions sold 2,043,302 total shares and decreased their ownership by an average of 6.98%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of Caterpillar increased by a net total of 4,550,517 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	9.887%	0.268%	48,353,370	129,216	2023-12-31
State Street Corporation	7.714%	0.262%	37,722,884	98,375	2023-12-31
BlackRock Inc	6.852%	0.930%	33,510,465	308,875	2023-12-31
Capital World Investors	5.936%	0.334%	29,029,953	96,479	2023-12-31
State Farm Mutual Automobile Ins Co	3.632%	0.000%	17,761,276	0	2023-12-31
Geode Capital Management, LLC	2.019%	2.266%	9,872,982	218,775	2023-12-31
Fisher Asset Management, LLC	1.664%	2.173%	8,139,040	173,108	2023-12-31
Morgan Stanley - Brokerage Accounts	1.472%	5.399%	7,199,614	368,765	2023-12-31
Northern Trust Corp	1.361%	-4.444%	6,653,373	-309,436	2023-12-31
Goldman Sachs Group Inc	1.272%	73.047%	6,221,012	2,626,027	2023-12-31
NORGES BANK	1.148%	14.480%	5,616,260	710,370	2023-12-31
FMR Inc	1.128%	-8.613%	5,518,127	-520,080	2023-12-31
Bank of America Corp	0.960%	-8.924%	4,696,180	-460,167	2023-12-31
Legal & General Group PLC	0.782%	29.666%	3,822,478	874,537	2023-12-31
Bank of New York Mellon Corp	0.773%	-12.263%	3,781,110	-528,496	2023-12-31
Charles Schwab Investment Management Inc	0.668%	19.356%	3,264,635	529,420	2023-12-31
Amundi	0.655%	11.411%	3,203,591	328,117	2023-12-31
Amvescap Plc.	0.623%	-0.715%	3,044,540	-21,932	2023-12-31
Dimensional Fund Advisors, Inc.	0.579%	4.876%	2,833,681	131,755	2023-12-31
Nuveen Asset Management, LLC	0.557%	-6.946%	2,722,274	-203,191	2023-12-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	9.887%	0.268%	48,353,370	129,216	2023-12-31
State Street Corporation	7.714%	0.262%	37,722,884	98,375	2023-12-31
BlackRock Inc	6.852%	0.930%	33,510,465	308,875	2023-12-31
Capital World Investors	5.936%	0.334%	29,029,953	96,479	2023-12-31
OFI Invest Asset Management	5.545%	0.000%	28,286,912	28,286,912	2023-03-31
State Farm Mutual Automobile Ins Co	3.632%	0.000%	17,761,276	0	2023-12-31
Geode Capital Management, LLC	2.019%	2.266%	9,872,982	218,775	2023-12-31
Fisher Asset Management, LLC	1.664%	2.173%	8,139,040	173,108	2023-12-31
Gates Bill & Melinda Foundation	1.473%	0.000%	7,353,614	0	2023-09-30
Morgan Stanley - Brokerage Accounts	1.472%	5.399%	7,199,614	368,765	2023-12-31
Northern Trust Corp	1.361%	-4.444%	6,653,373	-309,436	2023-12-31
Goldman Sachs Group Inc	1.272%	73.047%	6,221,012	2,626,027	2023-12-31
NORGES BANK	1.148%	14.480%	5,616,260	710,370	2023-12-31
FMR Inc	1.128%	-8.613%	5,518,127	-520,080	2023-12-31
Bank of America Corp	0.960%	-8.924%	4,696,180	-460,167	2023-12-31
Legal & General Group PLC	0.782%	29.666%	3,822,478	874,537	2023-12-31
Bank of New York Mellon Corp	0.773%	-12.263%	3,781,110	-528,496	2023-12-31
Royal Bank of Canada	0.644%	-8.157%	3,322,905	-295,109	2022-09-30
Charles Schwab Investment Management Inc	0.668%	19.356%	3,264,635	529,420	2023-12-31
Amundi	0.655%	11.411%	3,203,591	328,117	2023-12-31
Amvescap Plc.	0.623%	-0.715%	3,044,540	-21,932	2023-12-31
PRIMECAP Management Company	0.561%	-2.011%	2,920,058	-59,935	2022-09-30
Dimensional Fund Advisors, Inc.	0.579%	4.876%	2,833,681	131,755	2023-12-31
Nuveen Asset Management, LLC	0.557%	-6.946%	2,722,274	-203,191	2023-12-31
UBS Asset Mgmt Americas Inc	0.498%	-15.477%	2,592,469	-474,718	2022-06-30

Mutual Fund Ownership

2ndVote Advisers Shareholders First is the biggest individual fund holder of Caterpillar Inc (CAT), owning a total of 44.2 million shares. Combined, the top 25 mutual fund holders of CAT own 38.33% of the company with a total of 190.6 million shares.

In the latest ownership report on April 30th 2024, the top 25 fund holders increased their combined ownership of CAT by 79 thousand shares. 2 funds bought 6,203 total additional shares and increased their ownership by an average of 0.08%. However 2 funds sold 85,234 total shares and decreased their ownership by an average of 0.76%.

Overall this is a negative sign as the number of shares owned by the top 20 mutual funds holding Caterpillar decreased by a net total of -79,031 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
SPDR® S&P 500 ETF Trust	1.228%	-0.216%	6,004,776	-12,986	2024-04-30
SPDR® Dow Jones Industrial Avrg ETF Tr	1.114%	-1.308%	5,450,162	-72,248	2024-04-30
iShares Core S&P 500 ETF	1.072%	0.087%	5,242,783	4,545	2024-04-30
Industrial Select Sector SPDR® ETF	0.498%	0.068%	2,435,617	1,658	2024-04-30

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
2ndVote Advisers Shareholders First	8.676%	0.000%	44,165,583	0	2023-03-31
Vanguard Instl Ttl Stck Mkt Idx Tr	3.141%	1.031%	15,990,555	163,178	2023-03-31
Vanguard Total Stock Mkt Idx Inv	3.210%	-1.674%	15,699,702	-267,302	2024-03-31
Vanguard Institutional 500 Index Trust	2.624%	0.742%	12,831,207	94,479	2024-03-31
Vanguard 500 Index Investor	2.433%	0.567%	12,411,907	69,986	2023-08-31
Capital Group Wash Mutual Invtrs Comp	1.345%	-0.069%	6,578,175	-4,569	2024-03-31
American Funds Washington Mutual A	1.345%	-0.069%	6,578,175	-4,569	2024-03-31
Fidelity 500 Index	1.258%	0.560%	6,152,637	34,266	2024-03-31
American Funds Growth Fund of Amer A	1.255%	-1.470%	6,137,094	-91,570	2024-03-31
Capital Group Growth Fnd of Amer Comp	1.255%	-1.470%	6,137,094	-91,570	2024-03-31
SPDR® S&P 500 ETF Trust	1.228%	-0.216%	6,004,776	-12,986	2024-04-30
Fidelity® 500 Index	1.168%	0.640%	5,944,598	37,829	2023-11-30
SPDR® Dow Jones Industrial Avrg ETF Tr	1.114%	-1.308%	5,450,162	-72,248	2024-04-30
iShares Core S&P 500 ETF	1.072%	0.087%	5,242,783	4,545	2024-04-30
Capital Group New Perspective Comp	0.927%	0.000%	4,534,996	0	2023-12-31
Vanguard Value Index Inv	0.848%	-2.420%	4,149,056	-102,896	2024-03-31
American Funds New Perspective A	0.846%	-8.784%	4,136,664	-398,332	2024-03-31
Vanguard Institutional Index I	0.685%	-0.372%	3,348,086	-12,508	2024-03-31
American Funds American Balanced A	0.653%	0.000%	3,195,461	0	2024-03-31
Capital Group Fundamental Invtrs Comp	0.613%	-1.043%	2,997,324	-31,581	2024-03-31
American Funds Fundamental Invs A	0.613%	-1.043%	2,997,324	-31,581	2024-03-31
Vanguard Dividend Appreciation ETF	0.563%	-6.374%	2,755,235	-187,561	2024-03-31
State St S&P 500® Indx SL Cl III	0.506%	0.162%	2,472,917	4,000	2024-03-31
Industrial Select Sector SPDR® ETF	0.498%	0.068%	2,435,617	1,658	2024-04-30
Vanguard High Dividend Yield ETF	0.456%	-0.322%	2,274,635	-7,357	2024-01-31