Caterpillar Inc (CAT) Ownership

596.50 ↓6.67 (-1.11%)

As of December 31, 1969, 7:00pm EST.

Institutions
Mutual Funds

Institutional Ownership

Vanguard Group Inc is the biggest individual institutional holder of Caterpillar Inc (CAT), owning a total of 46.1 million shares. Combined, the top 33 institutional holders of CAT own 66.12% of the company with a total of 314.1 million shares.

In the latest ownership report on June 30th 2025, the top 33 institutional holders decreased their combined ownership of CAT by 3.5 million shares. 5 institutions bought 871,451 total additional shares and increased their ownership by an average of 4.37%. However 6 institutions sold 4,331,178 total shares and decreased their ownership by an average of 9.84%.

Overall this is a negative sign as the number of shares owned by the top 20 institutional holders of Caterpillar decreased by a net total of -3,459,727 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	9.832%	-0.337%	46,059,617	-155,861	2025-06-30
State Farm Mutual Automobile Ins Co	3.772%	0.000%	17,669,440	0	2025-06-30
Fisher Asset Management, LLC	2.010%	2.261%	9,418,321	208,196	2025-06-30
Gates Bill & Melinda Foundation	1.570%	0.000%	7,353,614	0	2025-06-30
NORGES BANK	1.191%	-7.346%	5,579,193	-442,319	2025-06-30
Capital World Investors	0.979%	-43.206%	4,586,001	-3,488,750	2025-06-30
Capital Research Global Investors	0.919%	15.165%	4,302,761	566,598	2025-06-30
UBS Asset Mgmt Americas Inc	0.903%	0.579%	4,228,772	24,327	2025-06-30
Charles Schwab Investment Management Inc	0.713%	1.013%	3,337,915	33,467	2025-06-30
Goldman Sachs Group Inc	0.655%	-3.654%	3,066,396	-116,284	2025-06-30
Dimensional Fund Advisors, Inc.	0.634%	-3.866%	2,968,396	-119,377	2025-06-30
Barclays PLC	0.300%	2.849%	1,403,087	38,863	2025-06-30
PRIMECAP Management Company	0.293%	-0.623%	1,370,898	-8,587	2025-06-30

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	9.832%	-0.337%	46,059,617	-155,861	2025-06-30
State Street Corporation	7.712%	-0.875%	37,392,747	-330,137	2024-03-31
State Street Corp	7.719%	-1.279%	36,162,931	-468,378	2025-03-31
BlackRock Inc	7.552%	-0.386%	35,380,536	-137,161	2025-03-31
OFI Invest Asset Management	5.545%	0.000%	28,286,912	28,286,912	2023-03-31
State Farm Mutual Automobile Ins Co	3.772%	0.000%	17,669,440	0	2025-06-30
Geode Capital Management, LLC	2.245%	0.640%	10,516,618	66,848	2025-03-31
Fisher Asset Management, LLC	2.010%	2.261%	9,418,321	208,196	2025-06-30
Gates Bill & Melinda Foundation	1.570%	0.000%	7,353,614	0	2025-06-30
Morgan Stanley - Brokerage Accounts	1.530%	-4.638%	7,168,773	-348,691	2025-03-31
Northern Trust Corp	1.408%	-3.646%	6,597,679	-249,651	2025-03-31
Bank of America Corp	1.324%	30.980%	6,204,601	1,467,525	2025-03-31
NORGES BANK	1.191%	-7.346%	5,579,193	-442,319	2025-06-30
FMR Inc	0.992%	-2.296%	4,742,500	-111,446	2024-12-31
Capital World Investors	0.979%	-43.206%	4,586,001	-3,488,750	2025-06-30
Capital Research Global Investors	0.919%	15.165%	4,302,761	566,598	2025-06-30
UBS Asset Mgmt Americas Inc	0.903%	0.579%	4,228,772	24,327	2025-06-30
JPMorgan Chase & Co	0.779%	20.862%	3,648,925	629,838	2025-03-31
Charles Schwab Investment Management Inc	0.713%	1.013%	3,337,915	33,467	2025-06-30
Royal Bank of Canada	0.644%	-8.157%	3,322,905	-295,109	2022-09-30
Amundi	0.655%	11.411%	3,203,591	328,117	2023-12-31
Dimensional Fund Advisors, Inc. USD	0.666%	2.665%	3,181,535	82,579	2024-12-31
Bank of New York Mellon Corp	0.674%	-2.548%	3,159,486	-82,611	2025-03-31
Amvescap Plc.	0.671%	5.032%	3,141,936	150,533	2025-03-31
Goldman Sachs Group Inc	0.655%	-3.654%	3,066,396	-116,284	2025-06-30
Amvescap Plc. USD	0.624%	-6.645%	2,982,191	-212,255	2024-09-30
Dimensional Fund Advisors, Inc.	0.634%	-3.866%	2,968,396	-119,377	2025-06-30
Legal & General Group PLC	0.557%	0.629%	2,608,104	16,289	2025-03-31
Nuveen Asset Management, LLC	0.514%	-8.530%	2,490,078	-232,196	2024-03-31
Barclays PLC	0.300%	2.849%	1,403,087	38,863	2025-06-30
PRIMECAP Management Company	0.293%	-0.623%	1,370,898	-8,587	2025-06-30
Swiss National Bank	0.290%	-0.599%	1,361,600	-8,200	2025-03-31
Mitsubishi UFJ Asset Management Co.,Ltd	0.251%	9.237%	1,181,849	99,940	2025-03-31

Mutual Fund Ownership

2ndVote Advisers Shareholders First is the biggest individual fund holder of Caterpillar Inc (CAT), owning a total of 44.2 million shares. Combined, the top 35 mutual fund holders of CAT own 41.64% of the company with a total of 202.1 million shares.

In the latest ownership report on August 31st 2025, the top 35 fund holders increased their combined ownership of CAT by 44 thousand shares. 1 funds bought 69,828 total additional shares and increased their ownership by an average of 1.24%. However 3 funds sold 26,226 total shares and decreased their ownership by an average of 0.29%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Caterpillar increased by a net total of 43,602 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
SPDR® S&P 500® ETF	1.212%	1.245%	5,679,288	69,828	2025-08-31
iShares Core S&P 500 ETF	1.208%	0.000%	5,660,004	0	2025-08-31
SPDR® Dow Jones Industrial Avrg ETF Tr	1.138%	-0.173%	5,333,032	-9,216	2025-08-31
State St S&P 500® Indx SL Cl III	0.536%	-0.155%	2,510,404	-3,903	2025-08-31
The Industrial Select Sector SPDR® ETF	0.501%	-0.555%	2,348,864	-13,107	2025-08-31
iShares MSCI USA Quality Factor ETF	0.325%	0.000%	1,521,393	0	2025-08-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
2ndVote Advisers Shareholders First	8.676%	0.000%	44,165,583	0	2023-03-31
Vanguard Instl Ttl Stck Mkt Idx Tr	3.141%	1.031%	15,990,555	163,178	2023-03-31
Vanguard US Total Market Shares ETF	3.181%	-0.851%	15,360,102	-131,752	2024-09-30
Vanguard Total Stock Mkt Idx Inv	3.154%	-2.263%	14,776,779	-342,074	2025-07-31
Vanguard 500 Index Investor	2.485%	-12.778%	11,642,088	-1,705,600	2025-07-31
SPDR® S&P 500 ETF Trust	1.233%	0.226%	6,031,352	13,590	2024-04-30
Fidelity 500 Index	1.273%	0.043%	5,961,719	2,564	2025-07-31
SPDR® S&P 500 ETF	1.231%	-2.422%	5,944,938	-147,532	2025-03-31
Fidelity® 500 Index	1.168%	0.640%	5,944,598	37,829	2023-11-30
SPDR® S&P 500® ETF Trust	1.211%	-0.522%	5,787,297	-30,348	2025-03-31
SPDR® S&P 500® ETF	1.212%	1.245%	5,679,288	69,828	2025-08-31
iShares Core S&P 500 ETF	1.208%	0.000%	5,660,004	0	2025-08-31
SPDR® Dow Jones Industrial Avrg ETF Tr	1.138%	-0.173%	5,333,032	-9,216	2025-08-31
Vanguard Value Index Inv	0.890%	-0.120%	4,168,452	-5,025	2025-07-31
American Funds American Balanced A	0.653%	0.000%	3,195,461	0	2024-03-31
American Funds Fundamental Invs A	0.613%	-1.043%	2,997,324	-31,581	2024-03-31
Capital Group Fundamental Invtrs Comp	0.613%	-1.043%	2,997,324	-31,581	2024-03-31
American Funds New Perspective A	0.602%	-9.354%	2,907,364	-300,000	2024-12-31
Capital Group New Perspective Comp	0.602%	-9.354%	2,907,364	-300,000	2024-12-31
Vanguard Institutional Index I	0.607%	-1.103%	2,843,208	-31,714	2025-07-31
American Funds Growth Fund of Amer A	0.567%	-20.982%	2,656,583	-705,422	2025-06-30
Capital Group Growth Fnd of Amer Comp	0.567%	-20.982%	2,656,583	-705,422	2025-06-30
Vanguard Dividend Appreciation ETF	0.545%	0.195%	2,552,785	4,956	2025-07-31
State St S&P 500® Indx SL Cl III	0.536%	-0.155%	2,510,404	-3,903	2025-08-31
Capital Group Wash Mutual Invtrs Comp	0.532%	-11.213%	2,491,653	-314,666	2025-06-30
American Funds Washington Mutual A	0.532%	-11.213%	2,491,653	-314,666	2025-06-30
Industrial Select Sector SPDR® ETF	0.501%	0.613%	2,448,881	14,922	2024-04-30
The Industrial Select Sector SPDR® ETF	0.501%	-0.555%	2,348,864	-13,107	2025-08-31
Capital Group World Growth & Inc Cmp	0.379%	-0.960%	1,852,796	-17,960	2024-03-31
Vanguard Institutional 500 Index Trust	0.383%	0.000%	1,795,863	1,795,863	2025-07-31
Vanguard High Dividend Yield ETF	0.380%	0.327%	1,779,480	5,800	2025-07-31
Blackrock Eq Idx Fund CF	0.379%	-0.494%	1,775,581	-8,810	2025-06-30
iShares MSCI USA Quality Factor ETF	0.325%	0.000%	1,521,393	0	2025-08-31
Blackrock Russ 1000 Eq Idx Composite	0.309%	-8.555%	1,448,486	-135,513	2025-06-30
Russell 1000 Index Fund	0.309%	-0.019%	1,445,519	-280	2025-07-31