S&W Seed Company (SANW) Ownership

0.66 ↑0.00 (0.15%)

As of December 1, 2023, 2:24pm EST.

Institutions
Mutual Funds

Institutional Ownership

Price Jennifer C. is the biggest individual institutional holder of S&W Seed Company (SANW), owning a total of 17.4 million shares. Combined, the top 29 institutional holders of SANW own 64.37% of the company with a total of 27.7 million shares.

In the latest ownership report on September 30th 2023, the top 29 institutional holders decreased their combined ownership of SANW by 63 thousand shares. 1 institutions bought 139,701 total additional shares and increased their ownership by an average of 3.55%. However 6 institutions sold 202,797 total shares and decreased their ownership by an average of 13.44%.

Overall this is a negative sign as the number of shares owned by the top 20 institutional holders of S&W Seed Company decreased by a net total of -63,096 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Wynnefield Capital Inc	9.458%	3.554%	4,070,637	139,701	2023-09-30
Cutter & CO Brokerage, Inc.	4.777%	-0.710%	2,056,100	-14,693	2023-09-30
Vanguard Group Inc	1.658%	0.000%	713,400	0	2023-09-30
Essex Investment Management Company, LLC	1.088%	-5.456%	468,264	-27,023	2023-09-30
Prescott Group Capital Management LLC	0.822%	0.000%	353,651	0	2023-09-30
Teton Advisors Inc	0.720%	-16.216%	310,000	-60,000	2023-09-30
First Western Trust Bank	0.384%	0.000%	165,315	0	2023-09-30
OAK FAMILY ADVISORS, LLC	0.313%	-3.250%	134,902	-4,531	2023-09-30
Thompson Davis & Co Inc	0.227%	-48.770%	97,850	-93,150	2023-09-30
State Street Corporation	0.139%	0.000%	59,687	0	2023-09-30
Renaissance Technologies Corp	0.119%	-6.248%	51,020	-3,400	2023-09-30
Gabelli Funds LLC	0.116%	0.000%	50,000	0	2023-09-30
Northern Trust Corp	0.076%	0.000%	32,552	0	2023-09-30

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Price Jennifer C.	40.540%	0.000%	17,448,226	0	2023-06-30
Wynnefield Capital Inc	9.458%	3.554%	4,070,637	139,701	2023-09-30
Cutter & CO Brokerage, Inc.	4.777%	-0.710%	2,056,100	-14,693	2023-09-30
Vanguard Group Inc	1.658%	0.000%	713,400	0	2023-09-30
ING Investment Management LLC	1.460%	1.323%	627,360	8,194	2022-12-31
Essex Investment Management Company, LLC	1.088%	-5.456%	468,264	-27,023	2023-09-30
Prescott Group Capital Management LLC	0.822%	0.000%	353,651	0	2023-09-30
Teton Advisors Inc	0.720%	-16.216%	310,000	-60,000	2023-09-30
CapTrust Financial Advisors	0.465%	0.000%	200,000	0	2023-06-30
Geode Capital Management, LLC	0.408%	0.000%	175,516	0	2023-06-30
First Western Trust Bank	0.384%	0.000%	165,315	0	2023-09-30
Shufro Rose & CO LLC	0.375%	0.000%	161,500	0	2023-06-30
OAK FAMILY ADVISORS, LLC	0.313%	-3.250%	134,902	-4,531	2023-09-30
Thompson Davis & Co Inc	0.227%	-48.770%	97,850	-93,150	2023-09-30
BlackRock Inc	0.189%	7.674%	81,488	5,808	2023-06-30
Virtus Investment Advisors (VIA)	0.171%	0.000%	73,285	73,285	2022-09-30
Millennium Management LLC	0.145%	173.993%	61,717	39,192	2022-06-30
Koshinski Asset Management Inc	0.141%	-24.028%	60,708	-19,200	2023-03-31
State Street Corporation	0.139%	0.000%	59,687	0	2023-09-30
Renaissance Technologies Corp	0.119%	-6.248%	51,020	-3,400	2023-09-30
Gabelli Funds LLC	0.116%	0.000%	50,000	0	2023-09-30
Legato Capital Management LLC	0.095%	0.000%	41,011	0	2023-06-30
Susquehanna International Group, LLP	0.095%	32.526%	40,667	9,981	2023-06-30
First Manhattan Company	0.092%	0.000%	39,200	0	2022-09-30
First Manhattan Co. LLC	0.092%	0.000%	39,200	0	2022-09-30
Citadel Advisors Llc	0.079%	0.000%	33,854	33,854	2023-06-30
Northern Trust Corp	0.076%	0.000%	32,552	0	2023-09-30
Dimensional Fund Advisors, Inc.	0.070%	0.000%	29,855	0	2022-12-31
S Muoio & CO LLC	0.061%	-81.430%	25,968	-113,868	2022-06-30

Mutual Fund Ownership

Vanguard Total Stock Mkt Idx Inv is the biggest individual fund holder of S&W Seed Company (SANW), owning a total of 559 thousand shares. Combined, the top 25 mutual fund holders of SANW own 5.25% of the company with a total of 2.3 million shares.

In the latest ownership report on October 31st 2023, the top 25 fund holders increased their combined ownership of SANW by 528 thousand shares. 1 funds bought 12,412 total additional shares and increased their ownership by an average of 9.77%. However 1 funds sold 540,862 total shares and decreased their ownership by an average of 96.78%.

Overall this is a negative sign as the number of shares owned by the top 20 mutual funds holding S&W Seed Company decreased by a net total of -528,450 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Total Stock Mkt Idx Inv	1.299%	0.000%	558,871	0	2023-10-31
Vanguard Institutional Extnd Mkt Idx Tr	0.324%	9.770%	139,458	12,412	2023-10-31
iShares Micro-Cap ETF	0.126%	0.000%	54,061	0	2023-10-31
Vanguard Instl Ttl Stck Mkt Idx Tr	0.042%	-96.778%	18,009	-540,862	2023-10-31
Vanguard Instl Ttl Stk Mkt Idx InstlPls	0.042%	0.000%	18,009	0	2023-10-31
Vanguard U.S. Eq Idx £ Acc	0.022%	0.000%	9,474	0	2023-10-31
State St US Extended Mkt Indx NL Cl C	0.022%	0.000%	9,335	0	2023-10-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Total Stock Mkt Idx Inv	1.299%	0.000%	558,871	0	2023-10-31
Allianz Global HiTech Growth A USD	1.170%	-19.732%	500,559	-123,050	2023-01-31
TETON Westwood Mighty Mites AAA	0.860%	0.000%	370,000	0	2023-06-30
Vanguard Institutional Extnd Mkt Idx Tr	0.324%	9.770%	139,458	12,412	2023-10-31
Vanguard Extended Market Index Investor	0.296%	0.000%	127,046	0	2023-08-31
Fidelity® Extended Market Index	0.286%	21.920%	123,249	22,159	2023-09-30
iShares Micro-Cap ETF	0.126%	0.000%	54,061	0	2023-10-31
Gabelli Global Mini Mites I	0.116%	0.000%	50,000	0	2023-06-30
Essex Inv Mgt Micro Cap Growth	0.112%	0.000%	48,331	0	2023-09-30
iShares Core S&P Total US Stock Mkt ETF	0.108%	0.000%	46,241	0	2023-02-28
Panda Agriculture & Water Fund FI	0.065%	0.000%	27,817	0	2023-09-30
Fidelity® Total Market Index	0.049%	0.000%	21,041	0	2023-09-30
Fidelity® Series Total Market Index	0.048%	0.000%	20,820	0	2023-09-30
Fidelity® NASDAQ Composite Index®	0.043%	0.000%	18,677	0	2023-09-30
Vanguard Instl Ttl Stck Mkt Idx Tr	0.042%	-96.778%	18,009	-540,862	2023-10-31
Vanguard Instl Ttl Stk Mkt Idx InstlPls	0.042%	0.000%	18,009	0	2023-10-31
Allianz Food Security PT2 EUR	0.040%	-88.404%	17,079	-130,205	2022-09-30
NT Ext Equity Mkt Idx Fd - L	0.037%	0.000%	15,810	0	2023-09-30
Northern Trust Extended Eq Market Idx	0.037%	0.000%	15,810	0	2023-09-30
NT Ext Equity Mkt Idx Fd - NL	0.036%	0.000%	15,501	0	2023-09-30
NT Ext Equity Mkt Idx Fd - DC - NL - T2	0.029%	-4.723%	12,426	-616	2023-09-30
Dimensional Global Trgtd Value USD Acc	0.023%	-0.990%	10,004	-100	2023-08-31
Vanguard U.S. Eq Idx £ Acc	0.022%	0.000%	9,474	0	2023-10-31
State St US Extended Mkt Indx NL Cl C	0.022%	0.000%	9,335	0	2023-10-31
SSgA U.S. Extended Market Index Class I	0.022%	0.000%	9,335	0	2023-09-30