Ocugen Inc (OCGN) Ownership

1.21 ↓0.06 (-4.72%)

As of Market Close on January 30th, 2023.

Institutions
Mutual Funds

Institutional Ownership

State Street Corporation is the biggest individual institutional holder of Ocugen Inc (OCGN), owning a total of 26 million shares. Combined, the top 25 institutional holders of OCGN own 35.40% of the company with a total of 77.5 million shares.

In the latest ownership report on September 30th 2022, the top 25 institutional holders decreased their combined ownership of OCGN by 3 million shares. 13 institutions bought 4,116,365 total additional shares and increased their ownership by an average of 82.74%. However 7 institutions sold 7,135,405 total shares and decreased their ownership by an average of 15.7%.

Overall this is a negative sign as the number of shares owned by the top 20 institutional holders of Ocugen decreased by a net total of -3,019,040 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
State Street Corporation	11.882%	-15.059%	26,007,202	-4,610,744	2022-09-30
BlackRock Inc	6.191%	-1.639%	13,551,708	-225,796	2022-09-30
Vanguard Group Inc	5.346%	2.485%	11,701,552	283,751	2022-09-30
Geode Capital Management, LLC	1.739%	3.448%	3,805,948	126,842	2022-09-30
JPMorgan Chase & Co	1.431%	-4.920%	3,132,186	-162,082	2022-09-30
Northern Trust Corp	0.915%	-1.187%	2,002,721	-24,047	2022-09-30
Goldman Sachs Group Inc	0.911%	26.384%	1,993,920	416,256	2022-09-30
Bank of America Corp	0.889%	59.654%	1,945,650	726,986	2022-09-30
Rafferty Asset Management, LLC	0.884%	39.558%	1,933,907	548,173	2022-09-30
Citigroup Inc	0.821%	24.359%	1,797,779	352,142	2022-09-30
Charles Schwab Investment Management Inc	0.712%	2.354%	1,558,480	35,845	2022-09-30
Susquehanna International Group, LLP	0.554%	25.921%	1,212,034	249,498	2022-09-30
Bank of New York Mellon Corp	0.439%	7.035%	959,953	63,095	2022-09-30
Nuveen Asset Management, LLC	0.318%	-2.085%	696,254	-14,825	2022-09-30
BNP Paribas Arbitrage, SA	0.267%	0.000%	584,292	584,292	2022-09-30
Swiss National Bank	0.232%	0.000%	507,600	0	2022-09-30
Morgan Stanley - Brokerage Accounts	0.193%	-83.178%	423,284	-2,092,933	2022-09-30
OCCUDO QUANTITATIVE STRATEGIES LP	0.175%	0.000%	383,517	383,517	2022-09-30
Schonfeld Strategic Advisors LLC	0.174%	883.437%	381,790	342,968	2022-09-30
OZ Management LLC	0.144%	0.964%	314,200	3,000	2022-09-30
California State Teachers Retirement Sys	0.125%	-1.810%	270,062	-4,978	2022-09-30

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
State Street Corporation	11.882%	-15.059%	26,007,202	-4,610,744	2022-09-30
BlackRock Inc	6.191%	-1.639%	13,551,708	-225,796	2022-09-30
Vanguard Group Inc	5.346%	2.485%	11,701,552	283,751	2022-09-30
Geode Capital Management, LLC	1.739%	3.448%	3,805,948	126,842	2022-09-30
JPMorgan Chase & Co	1.431%	-4.920%	3,132,186	-162,082	2022-09-30
Northern Trust Corp	0.915%	-1.187%	2,002,721	-24,047	2022-09-30
Goldman Sachs Group Inc	0.911%	26.384%	1,993,920	416,256	2022-09-30
Bank of America Corp	0.889%	59.654%	1,945,650	726,986	2022-09-30
Rafferty Asset Management, LLC	0.884%	39.558%	1,933,907	548,173	2022-09-30
Citigroup Inc	0.821%	24.359%	1,797,779	352,142	2022-09-30
Charles Schwab Investment Management Inc	0.712%	2.354%	1,558,480	35,845	2022-09-30
Susquehanna International Group, LLP	0.554%	25.921%	1,212,034	249,498	2022-09-30
Bank of New York Mellon Corp	0.439%	7.035%	959,953	63,095	2022-09-30
UBS Group AG	0.399%	-58.988%	873,993	-1,257,081	2022-06-30
Nuveen Asset Management, LLC	0.318%	-2.085%	696,254	-14,825	2022-09-30
Renaissance Technologies Corp	0.284%	0.000%	621,856	621,856	2022-06-30
BNP Paribas Arbitrage, SA	0.267%	0.000%	584,292	584,292	2022-09-30
Swiss National Bank	0.232%	0.000%	507,600	0	2022-09-30
Qube Research & Technologies	0.227%	0.000%	496,935	496,935	2022-06-30
Morgan Stanley - Brokerage Accounts	0.193%	-83.178%	423,284	-2,092,933	2022-09-30
OCCUDO QUANTITATIVE STRATEGIES LP	0.175%	0.000%	383,517	383,517	2022-09-30
Schonfeld Strategic Advisors LLC	0.174%	883.437%	381,790	342,968	2022-09-30
OZ Management LLC	0.144%	0.964%	314,200	3,000	2022-09-30
UBS Asset Mgmt Americas Inc	0.144%	43.287%	312,987	94,553	2022-06-30
California State Teachers Retirement Sys	0.125%	-1.810%	270,062	-4,978	2022-09-30

Mutual Fund Ownership

SPDR® S&P Biotech ETF is the biggest individual fund holder of Ocugen Inc (OCGN), owning a total of 23.7 million shares. Combined, the top 22 mutual fund holders of OCGN own 29.23% of the company with a total of 64 million shares.

In the latest ownership report on December 31st 2022, the top 22 fund holders increased their combined ownership of OCGN by 157 thousand shares. 5 funds bought 383,551 total additional shares and increased their ownership by an average of 5.19%. However 4 funds sold 226,764 total shares and decreased their ownership by an average of 0.97%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Ocugen increased by a net total of 156,787 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
SPDR® S&P Biotech ETF	10.808%	-0.873%	23,656,353	-208,318	2022-12-31
Vanguard Total Stock Mkt Idx Inv	2.971%	0.000%	6,504,099	0	2022-12-31
Vanguard Extended Market Index Investor	1.393%	1.051%	3,048,371	31,711	2022-12-31
JPM Thematics Genetic Thrps C2 Acc USD	1.377%	0.000%	3,013,203	0	2022-12-31
State St Russell Sm/Mid Cp® Indx NL Cl C	0.838%	22.279%	1,834,067	334,167	2022-12-31
State St Russell Sm Cap® Indx NL Cl C	0.359%	1.119%	786,475	8,700	2022-12-31
Vanguard Health Care ETF	0.338%	0.403%	740,802	2,974	2022-12-31
NT R2000 Growth Index Fund - NL	0.286%	-1.314%	625,927	-8,333	2022-12-31
NT R2000 Index Fund - NL	0.275%	-1.496%	600,791	-9,124	2022-12-31
Vanguard Russell 2000 ETF	0.252%	1.098%	552,561	5,999	2022-12-31
Schwab Small Cap Index	0.222%	-0.203%	486,737	-989	2022-12-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
SPDR® S&P Biotech ETF	10.808%	-0.873%	23,656,353	-208,318	2022-12-31
Vanguard Total Stock Mkt Idx Inv	2.971%	0.000%	6,504,099	0	2022-12-31
Vanguard Instl Ttl Stck Mkt Idx Tr	2.971%	0.031%	6,504,099	1,994	2022-09-30
iShares Russell 2000 ETF	2.311%	-0.830%	5,057,316	-42,350	2022-12-30
Vanguard Extended Market Index Investor	1.393%	1.051%	3,048,371	31,711	2022-12-31
JPM Thematics Genetic Thrps C2 Acc USD	1.377%	0.000%	3,013,203	0	2022-12-31
Direxion Daily S&P Biotech Bull 3X ETF	1.006%	7.227%	2,201,275	148,362	2022-12-29
State St Russell Sm/Mid Cp® Indx NL Cl C	0.838%	22.279%	1,834,067	334,167	2022-12-31
iShares Russell 2000 Growth ETF	0.823%	0.113%	1,801,958	2,027	2022-12-30
Fidelity® Small Cap Index	0.774%	2.602%	1,693,517	42,939	2022-10-31
SPDR® S&P Kensho New Economies Comps ETF	0.576%	0.000%	1,261,435	0	2022-12-30
Fidelity® Extended Market Index	0.497%	0.000%	1,087,863	0	2022-11-30
Schwab US Small-Cap ETF™	0.427%	0.000%	935,194	0	2022-12-30
State St Russell Sm Cap® Indx NL Cl C	0.359%	1.119%	786,475	8,700	2022-12-31
Vanguard Health Care ETF	0.338%	0.403%	740,802	2,974	2022-12-31
iShares Genomics Immnlgy & Hlthcr ETF	0.304%	0.000%	665,558	0	2022-12-30
NT R2000 Growth Index Fund - NL	0.286%	-1.314%	625,927	-8,333	2022-12-31
NT R2000 Index Fund - NL	0.275%	-1.496%	600,791	-9,124	2022-12-31
Vanguard Russell 2000 ETF	0.252%	1.098%	552,561	5,999	2022-12-31
Schwab Small Cap Index	0.222%	-0.203%	486,737	-989	2022-12-31
BlackRock Extended Mkt Composite	0.211%	0.867%	461,112	3,961	2022-09-30
NT R2000 Index Fund - DC - NL - 2	0.208%	0.724%	454,489	3,268	2022-09-30