Obalon Therapeutics Inc (OBLN) Ownership

Institutions
Mutual Funds

Institutional Ownership

Armistice Capital, LLC is the biggest individual institutional holder of Obalon Therapeutics Inc (OBLN), owning a total of 1.1 million shares. Combined, the top 20 institutional holders of OBLN own 18.31% of the company with a total of 1.8 million shares.

In the latest ownership report on March 31st 2021, the top 20 institutional holders increased their combined ownership of OBLN by 78 thousand shares. 8 institutions bought 127,291 total additional shares and increased their ownership by an average of 12.41%. However 4 institutions sold 49,414 total shares and decreased their ownership by an average of 62.06%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of Obalon Therapeutics increased by a net total of 77,877 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Armistice Capital, LLC	10.976%	0.000%	1,100,000	0	2021-03-31
InterWest Venture Management Co	3.794%	0.000%	380,224	0	2021-03-31
Vanguard Group Inc	0.992%	44.292%	99,361	30,500	2021-03-31
Renaissance Technologies Corp	0.656%	0.000%	65,753	65,753	2021-03-31
HighPoint Advisor Group LLC	0.438%	0.000%	43,900	0	2021-03-31
Virtu Financial LLC	0.402%	47.990%	40,243	13,050	2021-03-31
Citadel Advisors Llc	0.388%	-48.982%	38,903	-37,350	2021-03-31
Bridgeway Capital Management, LLC	0.329%	0.000%	33,000	0	2021-03-31
Dimensional Fund Advisors, Inc.	0.179%	0.000%	17,903	17,903	2021-03-31
UBS Group AG	0.030%	-7.572%	3,003	-246	2021-03-31
Citigroup Inc	0.005%	0.000%	500	0	2021-03-31
Group One Trading, LP	0.003%	0.000%	332	0	2021-03-31
Wells Fargo & Co	0.001%	6.977%	46	3	2021-03-31
Tower Research Capital LLC	0.000%	0.000%	44	44	2021-03-31
Bank of America Corp	0.000%	0.000%	28	28	2021-03-31
ZB,N.A.	0.000%	0.000%	11	0	2021-03-31
Morgan Stanley - Brokerage Accounts	0.000%	-91.667%	10	-110	2021-03-31
Advisor Group Holdings, Inc.	0.000%	0.000%	10	10	2021-03-31
Two Sigma Investments LLC	0.000%	-100.000%	0	-11,708	2021-03-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Armistice Capital, LLC	10.976%	0.000%	1,100,000	0	2021-03-31
InterWest Venture Management Co	3.794%	0.000%	380,224	0	2021-03-31
Vanguard Group Inc	0.992%	44.292%	99,361	30,500	2021-03-31
Renaissance Technologies Corp	0.656%	0.000%	65,753	65,753	2021-03-31
HighPoint Advisor Group LLC	0.438%	0.000%	43,900	0	2021-03-31
Virtu Financial LLC	0.402%	47.990%	40,243	13,050	2021-03-31
Citadel Advisors Llc	0.388%	-48.982%	38,903	-37,350	2021-03-31
Bridgeway Capital Management, LLC	0.329%	0.000%	33,000	0	2021-03-31
Dimensional Fund Advisors, Inc.	0.179%	0.000%	17,903	17,903	2021-03-31
Geode Capital Management, LLC	0.117%	0.000%	11,709	0	2020-12-31
UBS Group AG	0.030%	-7.572%	3,003	-246	2021-03-31
Citigroup Inc	0.005%	0.000%	500	0	2021-03-31
Group One Trading, LP	0.003%	0.000%	332	0	2021-03-31
Wells Fargo & Co	0.001%	6.977%	46	3	2021-03-31
Tower Research Capital LLC	0.000%	0.000%	44	44	2021-03-31
Bank of America Corp	0.000%	0.000%	28	28	2021-03-31
ZB,N.A.	0.000%	0.000%	11	0	2021-03-31
Morgan Stanley - Brokerage Accounts	0.000%	-91.667%	10	-110	2021-03-31
Advisor Group Holdings, Inc.	0.000%	0.000%	10	10	2021-03-31
Two Sigma Investments LLC	0.000%	-100.000%	0	-11,708	2021-03-31

Mutual Fund Ownership

Fidelity® Extended Market Index is the biggest individual fund holder of Obalon Therapeutics Inc (OBLN), owning a total of 51 thousand shares. Combined, the top 8 mutual fund holders of OBLN own 1.20% of the company with a total of 120 thousand shares.

In the latest ownership report on May 31st 2021, the top 8 fund holders decreased their combined ownership of OBLN by 4 thousand shares. None of the mutual funds bought any additional shares. However 1 funds sold 3,760 total shares and decreased their ownership by an average of 17.56%.

Overall this is a negative sign as the number of shares owned by the top 20 mutual funds holding Obalon Therapeutics decreased by a net total of -3,760 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Fidelity® Extended Market Index	0.511%	0.000%	51,231	0	2021-05-31
Fidelity® NASDAQ Composite Index®	0.176%	-17.564%	17,647	-3,760	2021-05-31
DFA US Micro Cap I	0.153%	0.000%	15,345	0	2021-05-31
Fidelity® Total Market Index	0.005%	0.000%	532	0	2021-05-31
Spartan Total Market Index Pool A	0.004%	0.000%	421	0	2021-05-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Fidelity® Extended Market Index	0.511%	0.000%	51,231	0	2021-05-31
Bridgeway Ultra-Small Company Market	0.329%	0.000%	33,000	0	2021-03-31
Fidelity® NASDAQ Composite Index®	0.176%	-17.564%	17,647	-3,760	2021-05-31
DFA US Micro Cap I	0.153%	0.000%	15,345	0	2021-05-31
USAA Extended Market Index	0.015%	39.193%	1,449	408	2021-03-31
Fidelity® Total Market Index	0.005%	0.000%	532	0	2021-05-31
Spartan Total Market Index Pool A	0.004%	0.000%	421	0	2021-05-31
NT Ext Equity Mkt Idx Fd - DC - NL - T2	0.003%	6.250%	289	17	2021-03-31