Novartis AG ADR (NVS) Ownership

89.84 ↓2.97 (-3.20%)

As of Market Close on January 26th, 2023.

Institutions
Mutual Funds

Institutional Ownership

Dodge & Cox is the biggest individual institutional holder of Novartis AG ADR (NVS), owning a total of 21 million shares. Combined, the top 21 institutional holders of NVS own 5.72% of the company with a total of 123.1 million shares.

In the latest ownership report on September 30th 2022, the top 21 institutional holders decreased their combined ownership of NVS by 3.1 million shares. 7 institutions bought 1,524,880 total additional shares and increased their ownership by an average of 5.45%. However 13 institutions sold 4,603,407 total shares and decreased their ownership by an average of 5.94%.

Overall this is a negative sign as the number of shares owned by the top 20 institutional holders of Novartis AG ADR decreased by a net total of -3,078,527 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Dodge & Cox	0.979%	-6.669%	21,048,657	-1,504,112	2022-09-30
PRIMECAP Management Company	0.811%	-0.857%	17,453,150	-150,930	2022-09-30
Loomis, Sayles & Company LP	0.694%	-3.587%	14,929,752	-555,468	2022-09-30
Bank of America Corp	0.336%	-2.789%	7,217,174	-207,077	2022-09-30
Franklin Resources Inc	0.335%	-3.853%	7,199,679	-288,495	2022-09-30
Dimensional Fund Advisors, Inc.	0.302%	7.713%	6,503,191	465,677	2022-09-30
Morgan Stanley - Brokerage Accounts	0.284%	-4.505%	6,110,503	-288,283	2022-09-30
Wellington Management Company LLP	0.237%	10.467%	5,087,602	482,080	2022-09-30
Charles Schwab Investment Management Inc	0.211%	1.872%	4,527,461	83,210	2022-09-30
Cullen Capital Management, LLC	0.161%	3.090%	3,467,273	103,941	2022-09-30
HHG PLC	0.155%	4.703%	3,339,270	149,986	2022-09-30
Renaissance Technologies Corp	0.148%	-15.899%	3,181,870	-601,500	2022-09-30
Goldman Sachs Group Inc	0.125%	1.902%	2,685,463	50,131	2022-09-30
Northern Trust Corp	0.122%	-5.082%	2,627,123	-140,671	2022-09-30
Principal Financial Group Inc	0.114%	8.370%	2,458,231	189,855	2022-09-30
UBS Group AG	0.109%	-10.101%	2,343,023	-263,265	2022-09-30
Two Sigma Advisers, LLC	0.109%	-9.226%	2,335,800	-237,400	2022-09-30
Wells Fargo & Co	0.108%	-11.845%	2,317,185	-311,335	2022-09-30
State Street Corporation	0.090%	-2.164%	1,927,277	-42,628	2022-09-30
Manning & Napier Group, LLC	0.083%	-0.679%	1,790,690	-12,243	2022-09-30

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Dodge & Cox	0.979%	-6.669%	21,048,657	-1,504,112	2022-09-30
PRIMECAP Management Company	0.811%	-0.857%	17,453,150	-150,930	2022-09-30
Loomis, Sayles & Company LP	0.694%	-3.587%	14,929,752	-555,468	2022-09-30
Bank of America Corp	0.336%	-2.789%	7,217,174	-207,077	2022-09-30
Franklin Resources Inc	0.335%	-3.853%	7,199,679	-288,495	2022-09-30
Dimensional Fund Advisors, Inc.	0.302%	7.713%	6,503,191	465,677	2022-09-30
Morgan Stanley - Brokerage Accounts	0.284%	-4.505%	6,110,503	-288,283	2022-09-30
Wellington Management Company LLP	0.237%	10.467%	5,087,602	482,080	2022-09-30
Boston Partners Global Investors, Inc	0.213%	-0.561%	4,584,318	-25,857	2022-06-30
Charles Schwab Investment Management Inc	0.211%	1.872%	4,527,461	83,210	2022-09-30
Cullen Capital Management, LLC	0.161%	3.090%	3,467,273	103,941	2022-09-30
HHG PLC	0.155%	4.703%	3,339,270	149,986	2022-09-30
Renaissance Technologies Corp	0.148%	-15.899%	3,181,870	-601,500	2022-09-30
Goldman Sachs Group Inc	0.125%	1.902%	2,685,463	50,131	2022-09-30
Northern Trust Corp	0.122%	-5.082%	2,627,123	-140,671	2022-09-30
Principal Financial Group Inc	0.114%	8.370%	2,458,231	189,855	2022-09-30
UBS Group AG	0.109%	-10.101%	2,343,023	-263,265	2022-09-30
Two Sigma Advisers, LLC	0.109%	-9.226%	2,335,800	-237,400	2022-09-30
Wells Fargo & Co	0.108%	-11.845%	2,317,185	-311,335	2022-09-30
State Street Corporation	0.090%	-2.164%	1,927,277	-42,628	2022-09-30
Manning & Napier Group, LLC	0.083%	-0.679%	1,790,690	-12,243	2022-09-30

Mutual Fund Ownership

Dodge & Cox Stock I is the biggest individual fund holder of Novartis AG ADR (NVS), owning a total of 14.9 million shares. Combined, the top 20 mutual fund holders of NVS own 2.53% of the company with a total of 54.3 million shares.

In the latest ownership report on December 31st 2022, the top 20 fund holders increased their combined ownership of NVS by 29 thousand shares. 1 funds bought 28,710 total additional shares and increased their ownership by an average of 2.54%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Novartis AG ADR increased by a net total of 28,710 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Janus Henderson Glb Life Scn I2 USD	0.054%	2.537%	1,160,256	28,710	2022-12-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Dodge & Cox Stock I	0.693%	-5.014%	14,909,200	-787,000	2022-09-30
Vanguard PRIMECAP Inv	0.487%	-0.206%	10,478,025	-21,580	2022-10-31
Loomis Sayles Growth Y	0.141%	-17.405%	3,021,985	-636,791	2022-11-30
Franklin Mutual Global Discovery Z	0.109%	0.000%	2,335,621	0	2022-11-30
Vanguard Capital Opportunity Inv	0.106%	0.000%	2,277,330	0	2022-10-31
Principal Equity Income A	0.103%	0.000%	2,218,218	0	2022-11-30
Hartford Dividend and Growth Y	0.098%	-1.049%	2,100,314	-22,263	2022-11-30
Franklin Mutual Shares Z	0.080%	0.000%	1,721,352	0	2022-11-30
Vanguard PRIMECAP Core Inv	0.080%	-1.333%	1,717,070	-23,200	2022-10-31
DFA International Core Equity I	0.072%	-23.382%	1,541,707	-470,498	2022-11-30
Loomis Sayles Large Cap Growth Trust C	0.066%	-13.587%	1,409,775	-221,659	2022-11-30
Dodge & Cox Balanced I	0.060%	-15.197%	1,292,400	-231,600	2022-09-30
Dodge & Cox Balanced Composite	0.060%	-15.197%	1,292,400	-231,600	2022-09-30
Janus Henderson Global Life Sciences	0.056%	8.597%	1,207,410	95,584	2022-09-30
Janus Henderson Global Life Sciences D	0.056%	8.597%	1,207,410	95,584	2022-09-30
Franklin Mutual Beacon Z	0.056%	-6.551%	1,193,621	-83,673	2022-11-30
Janus Henderson Glb Life Scn I2 USD	0.054%	2.537%	1,160,256	28,710	2022-12-31
DFA International Value I	0.053%	-0.065%	1,135,179	-739	2022-11-30
Vanguard Windsor™ II Inv	0.049%	0.000%	1,059,800	0	2022-10-31
Janus Global Life Science A USD	0.049%	4.326%	1,056,862	43,828	2022-09-30