National Holdings Corporation (NHLD) Ownership

Institutions
Mutual Funds

Institutional Ownership

B. Riley Financial Inc is the biggest individual institutional holder of National Holdings Corporation (NHLD), owning a total of 6.2 million shares. Combined, the top 19 institutional holders of NHLD own 63.74% of the company with a total of 8.8 million shares.

In the latest ownership report on December 31st 2020, the top 19 institutional holders increased their combined ownership of NHLD by 0.9 million shares. 8 institutions bought 940,008 total additional shares and increased their ownership by an average of 4.69%. However 3 institutions sold 14,148 total shares and decreased their ownership by an average of 61.22%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of National Holdings Corporation increased by a net total of 925,860 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
B. Riley Financial Inc	44.747%	0.000%	6,159,550	0	2020-12-31
EQUITEC PROPRIETARY MARKETS, LLC	12.566%	27.340%	1,729,809	371,391	2020-12-31
RMB Capital Management, LLC	3.604%	0.000%	496,103	496,103	2020-12-31
Vanguard Group Inc	0.802%	0.000%	110,391	0	2020-12-31
Bridgeway Capital Management, LLC	0.599%	0.000%	82,400	0	2020-12-31
Beryl Capital Management LLC	0.423%	0.000%	58,180	58,180	2020-12-31
Renaissance Technologies Corp	0.420%	6.641%	57,808	3,600	2020-12-31
National Asset Management Inc	0.227%	0.000%	31,221	0	2020-12-31
Dimensional Fund Advisors, Inc.	0.205%	0.000%	28,187	0	2020-12-31
Northern Trust Corp	0.073%	0.000%	10,085	10,085	2020-12-31
BlackRock Inc	0.054%	3.577%	7,383	255	2020-12-31
Tower Research Capital LLC	0.018%	-57.408%	2,429	-3,274	2020-12-31
Gradient Investments, LLC	0.002%	0.000%	250	0	2020-12-31
Advisor Group Holdings, Inc.	0.001%	0.000%	198	198	2020-12-31
Royal Alliance Associates Inc	0.001%	0.000%	196	196	2020-12-31
Wells Fargo & Co	0.001%	-26.263%	73	-26	2020-12-31
Citigroup Inc	0.000%	0.000%	11	0	2020-12-31
Millennium Management LLC	0.000%	-100.000%	0	-10,848	2020-12-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
B. Riley Financial Inc	44.747%	0.000%	6,159,550	0	2020-12-31
EQUITEC PROPRIETARY MARKETS, LLC	12.566%	27.340%	1,729,809	371,391	2020-12-31
RMB Capital Management, LLC	3.604%	0.000%	496,103	496,103	2020-12-31
Vanguard Group Inc	0.802%	0.000%	110,391	0	2020-12-31
Bridgeway Capital Management, LLC	0.599%	0.000%	82,400	0	2020-12-31
Beryl Capital Management LLC	0.423%	0.000%	58,180	58,180	2020-12-31
Renaissance Technologies Corp	0.420%	6.641%	57,808	3,600	2020-12-31
National Asset Management Inc	0.227%	0.000%	31,221	0	2020-12-31
Dimensional Fund Advisors, Inc.	0.205%	0.000%	28,187	0	2020-12-31
Northern Trust Corp	0.073%	0.000%	10,085	10,085	2020-12-31
BlackRock Inc	0.054%	3.577%	7,383	255	2020-12-31
Tower Research Capital LLC	0.018%	-57.408%	2,429	-3,274	2020-12-31
Gradient Investments, LLC	0.002%	0.000%	250	0	2020-12-31
Advisor Group Holdings, Inc.	0.001%	0.000%	198	198	2020-12-31
Royal Alliance Associates Inc	0.001%	0.000%	196	196	2020-12-31
Wells Fargo & Co	0.001%	-26.263%	73	-26	2020-12-31
Citigroup Inc	0.000%	0.000%	11	0	2020-12-31
Millennium Management LLC	0.000%	-100.000%	0	-10,848	2020-12-31
UBS Group AG	0.000%	-100.000%	0	-3,865	2020-09-30

Mutual Fund Ownership

Nochu JA Japan Equity Mother is the biggest individual fund holder of National Holdings Corporation (NHLD), owning a total of 109 thousand shares. Combined, the top 6 mutual fund holders of NHLD own 1.42% of the company with a total of 196 thousand shares.

In the latest ownership report on December 31st 2020, the top 6 fund holders not made any changes to their ownership of NHLD. None of the mutual funds bought any additional shares.

Overall this is a neutral sign as the number of shares owned by the top 20 mutual funds holding National Holdings Corporation stayed the same in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Date Reported
Bridgeway Ultra-Small Company	0.584%	0.000%	80,400	2020-12-31
Bridgeway Omni Small-Cap Value N	0.015%	0.000%	2,000	2020-12-31
Innealta Acclivity Small Cap Value	0.000%	0.000%	40	2020-12-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Nochu JA Japan Equity Mother	0.793%	429.612%	109,100	88,500	2020-08-17
Bridgeway Ultra-Small Company	0.584%	0.000%	80,400	0	2020-12-31
Northern Trust Extended Eq Market Idx	0.029%	0.000%	3,934	0	2020-06-30
Bridgeway Omni Small-Cap Value N	0.015%	0.000%	2,000	0	2020-12-31
Northern Trust Wilshire 5000	0.002%	0.000%	255	0	2020-06-30
Innealta Acclivity Small Cap Value	0.000%	0.000%	40	0	2020-12-31