PhenixFIN Corporation (MCC) Ownership

Institutions
Mutual Funds

Institutional Ownership

Almitas Capital LLC is the biggest individual institutional holder of PhenixFIN Corporation (MCC), owning a total of 162 thousand shares. Combined, the top 20 institutional holders of MCC own 20.23% of the company with a total of 551 thousand shares.

In the latest ownership report on December 31st 2020, the top 20 institutional holders increased their combined ownership of MCC by 7 thousand shares. 4 institutions bought 175,783 total additional shares and increased their ownership by an average of 4.84%. However 6 institutions sold 168,808 total shares and decreased their ownership by an average of 34.16%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of PhenixFIN Corporation increased by a net total of 6,975 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Almitas Capital LLC	5.960%	0.000%	162,340	162,340	2020-12-31
American Financial Group Inc	4.174%	0.000%	113,699	0	2020-12-31
Fortress Investment Group LLC	3.483%	-63.476%	94,867	-164,871	2020-12-31
Morgan Stanley - Brokerage Accounts	2.014%	19.343%	54,862	8,892	2020-12-31
Confluence Investment Management LLC	0.857%	0.000%	23,335	0	2020-12-31
Legal & General Group PLC	0.698%	-10.523%	19,012	-2,236	2020-12-31
Advisor Group Holdings, Inc.	0.258%	-8.678%	7,030	-668	2020-12-31
Retirement Group, LLC	0.166%	0.000%	4,521	4,521	2020-12-31
Compagnie Lombard, Odier SCA	0.092%	0.000%	2,500	0	2020-12-31
Banque Cantonale Vaudoise	0.092%	0.000%	2,500	0	2020-12-31
Atlas Private Wealth Advisors	0.060%	-17.003%	1,645	-337	2020-12-31
UBS Group AG	0.049%	-31.356%	1,331	-608	2020-12-31
Woodbury Financial Services Inc	0.034%	0.000%	921	0	2020-12-31
Wells Fargo & Co	0.011%	0.000%	295	0	2020-12-31
Bank of America Corp	0.006%	0.000%	170	0	2020-12-31
Royal Bank of Canada	0.001%	-73.950%	31	-88	2020-12-31
Creative Financial Designs Inc	0.001%	0.000%	30	0	2020-12-31
Ten Capital Wealth Advisors, LLC	0.001%	0.000%	30	30	2020-12-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Almitas Capital LLC	5.960%	0.000%	162,340	162,340	2020-12-31
American Financial Group Inc	4.174%	0.000%	113,699	0	2020-12-31
Fortress Investment Group LLC	3.483%	-63.476%	94,867	-164,871	2020-12-31
Morgan Stanley - Brokerage Accounts	2.014%	19.343%	54,862	8,892	2020-12-31
Fondren Management LP	1.836%	0.000%	50,000	50,000	2020-09-30
Confluence Investment Management LLC	0.857%	0.000%	23,335	0	2020-12-31
Legal & General Group PLC	0.698%	-10.523%	19,012	-2,236	2020-12-31
Greenwich Investment Management Inc	0.436%	0.000%	11,879	11,879	2020-09-30
Advisor Group Holdings, Inc.	0.258%	-8.678%	7,030	-668	2020-12-31
Retirement Group, LLC	0.166%	0.000%	4,521	4,521	2020-12-31
Compagnie Lombard, Odier SCA	0.092%	0.000%	2,500	0	2020-12-31
Banque Cantonale Vaudoise	0.092%	0.000%	2,500	0	2020-12-31
Atlas Private Wealth Advisors	0.060%	-17.003%	1,645	-337	2020-12-31
UBS Group AG	0.049%	-31.356%	1,331	-608	2020-12-31
Woodbury Financial Services Inc	0.034%	0.000%	921	0	2020-12-31
Wells Fargo & Co	0.011%	0.000%	295	0	2020-12-31
Bank of America Corp	0.006%	0.000%	170	0	2020-12-31
Royal Bank of Canada	0.001%	-73.950%	31	-88	2020-12-31
Creative Financial Designs Inc	0.001%	0.000%	30	0	2020-12-31
Ten Capital Wealth Advisors, LLC	0.001%	0.000%	30	30	2020-12-31

Mutual Fund Ownership

First Trust Specialty Finance is the biggest individual fund holder of PhenixFIN Corporation (MCC), owning a total of 23 thousand shares. Combined, the top 6 mutual fund holders of MCC own 1.10% of the company with a total of 30 thousand shares.

In the latest ownership report on December 31st 2020, the top 6 fund holders increased their combined ownership of MCC by 6 thousand shares. 1 funds bought 6,266 total additional shares and increased their ownership by an average of 0.00%. However 1 funds sold 13 total shares and decreased their ownership by an average of 3.7%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding PhenixFIN Corporation increased by a net total of 6,253 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Undrly L&G Pen PMC Diversified	0.230%	0.000%	6,266	6,266	2020-12-31
USAA Extended Market Index	0.012%	-3.704%	338	-13	2020-12-31
NT Quality SCC Global Fund - NL	0.000%	0.000%	7	0	2020-12-31
NT Quality SCC US Fund - NL	0.000%	0.000%	7	0	2020-12-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
First Trust Specialty Finance	0.857%	0.000%	23,335	0	2020-11-30
Undrly L&G Pen PMC Diversified	0.230%	0.000%	6,266	6,266	2020-12-31
USAA Extended Market Index	0.012%	-3.704%	338	-13	2020-12-31
AAM Business Dev Co Opps 2018-3 CA	0.004%	0.000%	100	0	2020-09-08
NT Quality SCC Global Fund - NL	0.000%	0.000%	7	0	2020-12-31
NT Quality SCC US Fund - NL	0.000%	0.000%	7	0	2020-12-31