Capital Southwest Corporation (CSWC) Ownership

20.44 ↑0.05 (0.25%)

As of Market Close on August 9th, 2022.

Institutions
Mutual Funds

Institutional Ownership

SMH Capital Inc. is the biggest individual institutional holder of Capital Southwest Corporation (CSWC), owning a total of 824 thousand shares. Combined, the top 105 institutional holders of CSWC own 106.42% of the company with a total of 24.4 million shares.

In the latest ownership report, the top 105 institutional holders have increased their combined ownership of CSWC by 1.2 million shares, a 4.68% increase from the quarter prior.

Institution Ownership Chart

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
SMH Capital Inc.	3.917%	-4.875%	823,517	-42,200	2021-03-31
Zuckerman Investment Group, LLC	3.894%	-3.280%	818,630	-27,758	2021-03-31
SMH Capital Inc.	3.391%	-8.592%	752,757	-70,760	2021-06-30
SMH Capital Inc.	3.191%	-1.057%	744,804	-7,953	2021-09-30
SMH Capital Inc.	3.099%	-0.456%	741,409	-3,395	2021-12-31
SMH Capital Inc.	2.956%	-0.506%	737,659	-3,750	2022-03-31
Punch & Associates Inv Mgmt Inc	2.871%	-31.761%	603,657	-280,960	2021-03-31
Zuckerman Investment Group, LLC	2.796%	-24.178%	620,705	-197,925	2021-06-30
Zuckerman Investment Group, LLC	2.622%	-1.405%	611,982	-8,723	2021-09-30
Zuckerman Investment Group, LLC	2.540%	-0.704%	607,675	-4,307	2021-12-31
Zuckerman Investment Group, LLC	2.517%	-0.915%	602,115	-5,560	2022-03-31
Van Eck Associates Corporation	2.376%	56.445%	592,968	213,942	2022-03-31
Punch & Associates Inv Mgmt Inc	2.281%	-16.130%	506,288	-97,369	2021-06-30
First Manhattan Company	2.172%	-3.410%	456,667	-16,123	2021-03-31
Punch & Associates Inv Mgmt Inc	2.159%	2.857%	516,624	14,349	2022-03-31
Punch & Associates Inv Mgmt Inc	2.105%	-3.136%	491,334	-15,905	2021-09-30
Punch & Associates Inv Mgmt Inc	2.099%	2.227%	502,275	10,941	2021-12-31
First Manhattan Company	2.041%	-0.782%	453,098	-3,569	2021-06-30
First Manhattan Company	1.941%	-0.023%	452,994	-104	2021-09-30
Sound Income Strategies, LLC	1.849%	21,401.800%	388,752	386,944	2021-03-31
First Manhattan Company	1.824%	-3.669%	436,374	-16,620	2021-12-31
First Manhattan Company	1.749%	0.022%	436,471	97	2022-03-31
Sound Income Strategies, LLC	1.678%	-4.191%	372,461	-16,291	2021-06-30
Van Eck Associates Corporation	1.660%	25.343%	348,926	70,550	2021-03-31
Sound Income Strategies, LLC	1.589%	-0.443%	370,810	-1,651	2021-09-30
Van Eck Associates Corporation	1.584%	13.267%	379,026	44,394	2021-12-31
Sound Income Strategies, LLC	1.566%	1.060%	374,739	3,929	2021-12-31
Van Eck Associates Corporation	1.515%	-3.626%	336,274	-12,652	2021-06-30
Sound Income Strategies, LLC	1.498%	-0.250%	373,802	-937	2022-03-31
Van Eck Associates Corporation	1.434%	-0.488%	334,632	-1,642	2021-09-30
Ares Management LLC	1.226%	3.325%	257,710	8,294	2020-12-31
Two Sigma Advisers, LLC	0.878%	361.848%	194,900	152,700	2021-06-30
Two Sigma Advisers, LLC	0.874%	4.618%	203,900	9,000	2021-09-30
Two Sigma Investments LLC	0.816%	80.250%	190,508	84,817	2021-09-30
Advisors Asset Management	0.787%	5.733%	196,419	10,650	2022-03-31
Advisors Asset Management	0.776%	6.025%	185,769	10,557	2021-12-31
Two Sigma Investments LLC	0.762%	-4.347%	182,227	-8,281	2021-12-31
Advisors Asset Management	0.751%	13.611%	175,212	20,991	2021-09-30
Two Sigma Advisers, LLC	0.750%	-12.016%	179,400	-24,500	2021-12-31
Two Sigma Advisers, LLC	0.718%	-0.056%	179,300	-100	2022-03-31
Advisors Asset Management	0.704%	4.372%	147,944	6,197	2021-03-31
Advisors Asset Management	0.695%	4.243%	154,221	6,277	2021-06-30
Two Sigma Investments LLC	0.678%	-7.086%	169,315	-12,912	2022-03-31
BlackRock Inc	0.672%	7.646%	160,722	11,416	2021-12-31
Moerus Capital Management LLC	0.643%	14.984%	135,074	17,602	2021-03-31
Grace & White Inc	0.641%	0.000%	134,800	0	2021-03-31
Hennion & Walsh Asset Management Inc	0.639%	9.300%	149,148	12,690	2021-09-30
Hennion & Walsh Asset Management Inc	0.615%	16.258%	136,458	19,083	2021-06-30
Legal & General Group PLC	0.612%	1.078%	128,753	1,373	2021-03-31
Moerus Capital Management LLC	0.608%	0.000%	135,074	0	2021-06-30
Legal & General Group PLC	0.603%	3.905%	133,781	5,028	2021-06-30
Hennion & Walsh Asset Management Inc	0.601%	-3.565%	143,831	-5,317	2021-12-31
Millennium Management LLC	0.582%	0.000%	145,184	145,184	2022-03-31
Moerus Capital Management LLC	0.579%	0.000%	135,074	0	2021-09-30
BlackRock Inc	0.575%	10.609%	127,576	12,236	2021-06-30
Hennion & Walsh Asset Management Inc	0.558%	0.000%	117,375	117,375	2021-03-31
BlackRock Inc	0.549%	0.932%	115,340	1,065	2021-03-31
Morgan Stanley - Brokerage Accounts	0.548%	94.282%	121,634	59,027	2021-06-30
Grace & White Inc	0.543%	-10.534%	120,600	-14,200	2021-06-30
Moerus Capital Management LLC	0.534%	-5.396%	127,786	-7,288	2021-12-31
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	0.533%	0.000%	132,900	132,900	2022-03-31
Legal & General Group PLC	0.529%	-7.683%	123,503	-10,278	2021-09-30
Millennium Management LLC	0.522%	42.405%	115,832	34,492	2021-06-30
Grace & White Inc	0.517%	0.000%	120,600	0	2021-09-30
Legal & General Group PLC	0.516%	0.000%	123,503	0	2021-12-31
Legal & General Group PLC	0.513%	3.642%	128,001	4,498	2022-03-31
Moerus Capital Management LLC	0.512%	0.000%	127,786	0	2022-03-31
Arrowstreet Capital Limited Partnership	0.511%	8.297%	113,439	8,691	2021-06-30
Confluence Investment Management LLC	0.506%	0.345%	106,410	366	2021-06-30
Grace & White Inc	0.504%	0.000%	120,600	0	2021-12-31
Mckinley Capital Management LLC	0.504%	21.895%	120,564	21,656	2022-03-31
Arrowstreet Capital Limited Partnership	0.498%	-33.075%	104,748	-51,768	2021-03-31
Hennion & Walsh Asset Management Inc	0.484%	-16.029%	120,777	-23,054	2022-03-31
Grace & White Inc	0.483%	0.000%	120,600	0	2022-03-31
Two Sigma Investments LLC	0.476%	60.686%	105,691	39,916	2021-06-30
Confluence Investment Management LLC	0.458%	0.459%	106,898	488	2021-09-30
Confluence Investment Management LLC	0.450%	0.275%	107,591	295	2022-03-31
Confluence Investment Management LLC	0.449%	0.372%	107,296	398	2021-12-31
Mckinley Capital Management LLC	0.413%	70.652%	98,908	40,949	2021-12-31
Creative Planning Inc	0.397%	0.000%	83,350	83,350	2021-03-31
Millennium Management LLC	0.387%	-29.714%	81,340	-34,387	2021-03-31
Quadrature Capital LLP	0.370%	207.572%	88,550	59,760	2021-12-31
Morgan Stanley - Brokerage Accounts	0.361%	-30.688%	84,307	-37,327	2021-09-30
Citadel Advisors Llc	0.360%	271.315%	79,996	58,452	2021-06-30
Marshall Wace Asset Management Ltd	0.343%	63.563%	85,560	33,250	2022-03-31
Quadrature Capital LLP	0.329%	14.118%	69,186	8,559	2021-03-31
First Trust Advisors L.P.	0.316%	0.000%	70,238	70,238	2021-06-30
Two Sigma Investments LLC	0.313%	-18.797%	65,775	-15,226	2021-03-31
Morgan Stanley - Brokerage Accounts	0.298%	58.378%	62,607	23,077	2021-03-31
Royal Bank of Canada	0.281%	9.154%	70,186	5,886	2022-03-31
Royal Bank of Canada	0.280%	7.706%	65,343	4,675	2021-09-30
Mackenzie Investments	0.279%	34.423%	65,175	16,690	2021-09-30
Ameriprise Financial Inc	0.275%	0.000%	61,036	61,036	2021-03-31
Mackenzie Investments	0.273%	0.190%	65,299	124	2021-12-31
Ares Management LLC	0.270%	0.000%	63,104	0	2021-06-30
Royal Bank of Canada	0.269%	-1.596%	64,300	-1,043	2021-12-31
Ares Management LLC	0.264%	0.000%	63,104	0	2021-12-31
Royal Bank of Canada	0.260%	5.341%	60,668	3,076	2021-06-30
Royal Bank of Canada	0.259%	10.524%	57,592	5,484	2021-03-31
Mckinley Capital Management LLC	0.248%	0.000%	57,959	57,959	2021-09-30
National Asset Management Inc	0.241%	-0.393%	56,309	-222	2021-09-30
Ameriprise Financial Inc	0.240%	97.647%	57,454	28,385	2021-12-31
Morgan Stanley - Brokerage Accounts	0.238%	15.419%	65,460	8,745	2022-03-31
TECTONIC ADVISORS LLC	0.234%	17.161%	58,365	8,549	2022-03-31
Bank of America Corp	0.230%	6.017%	53,688	3,047	2021-09-30

Mutual Fund Ownership

VanEck BDC Income ETF is the biggest individual fund holder of Capital Southwest Corporation (CSWC), owning a total of 602 thousand shares. Combined, the top 209 mutual fund holders of CSWC own 52.03% of the company with a total of 12.3 million shares.

In the latest ownership report, the top 209 mutual funds have increased their combined ownership of CSWC by 138 thousand shares, a 1.11% increase from the quarter prior.

Mutual Funds Chart

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
VanEck BDC Income ETF	2.517%	0.548%	602,238	3,280	2022-03-31
VanEck BDC Income ETF	2.487%	-0.463%	595,022	-2,765	2022-04-27
VanEck BDC Income ETF	2.472%	0.000%	591,467	0	2022-04-29
VanEck BDC Income ETF	2.355%	0.000%	587,774	0	2022-05-31
VanEck BDC Income ETF	1.634%	0.000%	390,839	0	2022-02-28
VanEck BDC Income ETF	1.615%	0.240%	376,959	903	2021-12-31
VanEck BDC Income ETF	1.611%	0.000%	376,056	0	2021-12-30
VanEck BDC Income ETF	1.600%	0.556%	382,697	2,114	2022-01-31
VanEck Vectors BDC Income ETF	1.591%	0.000%	334,510	0	2021-06-30
VanEck BDC Income ETF	1.526%	0.351%	338,857	1,184	2021-09-30
VanEck BDC Income ETF	1.526%	0.000%	338,770	0	2021-08-31
VanEck Vectors BDC Income ETF	1.511%	0.000%	335,368	0	2021-07-30
VanEck BDC Income ETF	1.502%	0.000%	350,485	0	2021-11-30
VanEck BDC Income ETF	1.474%	0.000%	344,004	0	2021-10-29
VanEck BDC Income ETF	1.458%	0.000%	373,270	0	2022-06-29
VanEck BDC Income ETF	1.458%	0.000%	373,270	0	2022-06-30
VanEck BDC Income ETF	1.229%	0.148%	338,335	500	2022-07-29
iShares Listed Private Eq ETF USD Dist	0.661%	0.000%	154,358	0	2021-12-31
iShares Listed Private Eq ETF USD Dist	0.659%	0.000%	153,912	0	2021-12-29
iShares Listed Private Eq ETF USD Dist	0.643%	0.000%	150,174	0	2021-11-30
iShares Listed Private Eq ETF USD Dist	0.639%	0.299%	149,212	445	2021-10-29
iShares Listed Private Eq ETF USD Dist	0.638%	3.927%	141,632	5,352	2021-09-30
iShares Listed Private Eq ETF USD Dist	0.614%	0.000%	136,280	0	2021-09-29
iShares Listed Private Eq ETF USD Dist	0.602%	0.000%	154,112	0	2022-06-29
iShares Listed Private Eq ETF USD Dist	0.602%	0.000%	154,112	0	2022-06-30
iShares Listed Private Eq ETF USD Dist	0.575%	0.000%	120,954	0	2021-06-30
iShares Listed Private Eq ETF USD Dist	0.571%	0.000%	126,681	0	2021-08-31
iShares Listed Private Eq ETF USD Dist	0.567%	0.000%	156,016	0	2022-07-29
iShares Listed Private Eq ETF USD Dist	0.561%	0.328%	124,640	407	2021-07-30
iShares Listed Private Eq ETF USD Dist	0.556%	0.000%	132,967	0	2022-03-31
iShares Listed Private Eq ETF USD Dist	0.553%	0.000%	132,259	0	2022-01-31
iShares Listed Private Eq ETF USD Dist	0.549%	0.335%	131,386	439	2022-02-28
iShares Listed Private Eq ETF USD Dist	0.542%	-5.492%	129,683	-7,536	2022-04-27
iShares Listed Private Eq ETF USD Dist	0.517%	-2.588%	123,586	-3,283	2022-04-29
iShares Listed Private Eq ETF USD Dist	0.460%	0.000%	114,747	0	2022-05-31
McKinley Capital Business Development Co	0.385%	13.294%	92,058	10,802	2022-03-31
McKinley Capital Business Development Co	0.348%	68.733%	81,255	33,099	2021-12-31
First Trust Specialty Finance	0.334%	0.000%	70,238	0	2021-02-28
First Trust Specialty Finance	0.316%	0.000%	70,238	0	2021-05-31
First Trust Specialty Finance	0.301%	0.000%	70,238	0	2021-08-31
First Trust Specialty Finance	0.297%	1.085%	71,000	762	2022-02-28
First Trust Specialty Finance	0.294%	0.000%	70,238	0	2021-11-30
SMDS US High Income BDC Mother	0.252%	-18.162%	52,968	-11,755	2020-11-12
Mackenzie Diversified Alternatives F5	0.240%	11.296%	53,206	5,400	2021-07-31
Mackenzie Diversified Alternatives F5	0.228%	0.000%	53,206	0	2021-08-31
Mackenzie Diversified Alternatives F5	0.228%	0.000%	53,206	0	2021-09-30
Mackenzie Diversified Alternatives F5	0.228%	0.000%	53,206	0	2021-10-31
Mackenzie Diversified Alternatives F5	0.222%	0.000%	53,206	0	2021-11-30
Mackenzie Diversified Alternatives F5	0.222%	0.000%	53,206	0	2021-12-31
Mackenzie Diversified Alternatives F5	0.222%	0.000%	53,206	0	2022-01-31
Mackenzie Diversified Alternatives F5	0.222%	0.000%	53,206	0	2022-02-28
McKinley Capital Business Development Co	0.217%	0.000%	48,157	48,157	2021-09-30
Invesco Global Listed Private Equity ETF	0.216%	0.000%	47,847	0	2021-08-31
Mackenzie Diversified Alternatives F5	0.215%	19.241%	47,806	7,714	2021-05-31
Mackenzie Diversified Alternatives F5	0.215%	0.000%	47,806	0	2021-06-30
Invesco Global Listed Private Equity ETF	0.211%	0.000%	44,272	0	2021-06-30
Invesco Global Listed Private Equity ETF	0.205%	0.000%	45,559	0	2021-07-29
Undrly L&G Pen PMC Diversified	0.200%	0.000%	41,984	41,984	2020-12-31
Mackenzie Diversified Alternatives F5	0.191%	78.448%	40,092	17,625	2021-04-30
Virtus Private Credit ETF	0.132%	3.624%	29,196	1,021	2021-08-31
Virtus Private Credit ETF	0.128%	0.000%	26,814	0	2021-06-30
Virtus Private Credit ETF	0.119%	10.928%	27,864	2,745	2021-11-30
Virtus Private Credit ETF	0.108%	-3.615%	23,861	-895	2021-09-30
SMDS US High Income BDC Mother	0.106%	-55.798%	23,413	-29,555	2021-05-12
Fidelity® NASDAQ Composite Index®	0.093%	0.000%	19,472	0	2021-05-31
Virtus Private Credit ETF	0.092%	22.036%	21,471	3,877	2021-10-29
SMDS US High Income BDC Mother	0.090%	-8.008%	21,538	-1,875	2021-11-12
Virtus Private Credit ETF	0.089%	-29.236%	19,693	-8,136	2021-07-30
Virtus Private Credit ETF	0.088%	0.000%	22,401	0	2022-06-29
Virtus Private Credit ETF	0.088%	0.000%	22,401	0	2022-06-30
Confluence BDC-Wrap	0.087%	5.545%	18,293	961	2021-06-30
Virtus Private Credit ETF	0.084%	0.000%	20,120	0	2022-03-31
Virtus Private Credit ETF	0.084%	0.000%	20,120	0	2022-04-28
Virtus Private Credit ETF	0.084%	0.000%	20,120	0	2022-04-29
Virtus Private Credit ETF	0.084%	0.000%	20,920	0	2022-05-31
Kinetics Spin-Off and Corp Rest Adv A	0.081%	-1.163%	17,000	-200	2021-03-31
Confluence BDC-Wrap	0.080%	-3.482%	17,656	-637	2021-09-30
Kinetics Spin-Off and Corp Rest Adv A	0.077%	0.000%	17,000	0	2021-06-30
Virtus Private Credit ETF	0.075%	0.000%	20,697	0	2022-07-29
Confluence BDC-Wrap	0.075%	9.096%	17,895	1,492	2022-03-31
Kinetics Spin-Off and Corp Rest Adv A	0.073%	0.000%	17,000	0	2021-09-30
Virtus Private Credit ETF	0.072%	0.000%	17,108	0	2022-01-31
Virtus Private Credit ETF	0.072%	0.000%	17,108	0	2022-02-28
Kinetics Spin-Off and Corp Rest Adv A	0.071%	0.000%	17,000	0	2021-12-31
Confluence BDC-Wrap	0.070%	-7.097%	16,403	-1,253	2021-12-31
Confluence BDC-Wrap	0.070%	0.157%	17,923	28	2022-06-30
Kinetics Spin-Off and Corp Rest Adv A	0.068%	0.000%	17,000	0	2022-03-31
Virtus Private Credit ETF	0.062%	0.000%	14,519	0	2021-12-30
Virtus Private Credit ETF	0.062%	0.000%	14,519	0	2021-12-31
Purpose Specialty Lending Trust Series F	0.062%	182.282%	15,486	10,000	2022-05-31
Purpose Specialty Lending Trust Series F	0.061%	0.000%	15,486	0	2022-06-30
Fidelity® NASDAQ Composite Index®	0.051%	51.774%	11,251	3,838	2021-07-31
Fidelity® NASDAQ Composite Index®	0.051%	0.000%	11,251	0	2021-08-31
Mediobanca SICAV PE Strat C	0.050%	22.222%	11,000	2,000	2021-09-30
Fidelity® NASDAQ Composite Index®	0.048%	0.000%	11,251	0	2021-09-30
Fidelity® NASDAQ Composite Index®	0.048%	0.000%	11,251	0	2021-10-31
Fidelity® NASDAQ Composite Index®	0.048%	0.000%	11,251	0	2021-11-30
Mediobanca SICAV PE Strat C	0.047%	0.000%	11,000	0	2021-10-31
Mediobanca SICAV PE Strat C	0.047%	0.000%	11,000	0	2021-11-30
Mediobanca SICAV PE Strat C	0.047%	0.000%	11,000	0	2021-12-31
Fidelity® NASDAQ Composite Index®	0.047%	0.000%	11,251	0	2021-12-31
Fidelity® NASDAQ Composite Index®	0.047%	0.000%	11,251	0	2022-01-31
Fidelity® NASDAQ Composite Index®	0.047%	0.000%	11,251	0	2022-02-28
Fidelity® NASDAQ Composite Index®	0.047%	0.000%	11,251	0	2022-03-31
Mediobanca SICAV PE Strat C	0.046%	0.000%	11,000	0	2022-01-31
Fidelity® NASDAQ Composite Index®	0.045%	0.000%	11,251	0	2022-04-30
Ariel Small Cap Deep Value Composite	0.045%	0.000%	9,400	0	2021-05-31
FT Alternative Income 41 F RE	0.044%	-1.119%	9,813	-111	2021-09-30
Mediobanca SICAV PE Strat C	0.044%	0.000%	11,000	0	2022-04-30
Mediobanca SICAV PE Strat C	0.044%	0.000%	11,000	0	2022-05-31
Fidelity® NASDAQ Composite Index®	0.044%	0.000%	11,251	0	2022-05-31
Mediobanca SICAV PE Strat C	0.043%	0.000%	11,000	0	2022-06-30
Mediobanca SICAV PE Strat C	0.043%	-18.182%	9,000	-2,000	2021-05-31
Fidelity® NASDAQ Composite Index®	0.041%	0.000%	11,251	0	2022-06-30
FT Alternative Income 41 F RE	0.041%	1.778%	9,502	166	2021-11-30
FT Alternative Income 41 F RE	0.041%	0.541%	10,408	56	2022-06-30
Mediobanca SICAV PE Strat C	0.041%	0.000%	9,000	0	2021-07-31
Mediobanca SICAV PE Strat C	0.041%	0.000%	9,000	0	2021-08-31
FT Alternative Income 41 F RE	0.040%	0.720%	10,352	74	2022-06-29
FT Alternative Income 41 F RE	0.040%	0.508%	9,293	47	2021-12-30
FT Alternative Income 41 F RE	0.040%	0.022%	9,245	2	2021-10-29
FT Alternative Income 41 F RE	0.040%	2.982%	9,463	274	2022-04-29
FT Alternative Income 41 F RE	0.039%	-0.990%	9,201	-92	2021-12-31
FT Alternative Income 41 F RE	0.039%	-1.006%	9,347	-95	2022-02-28
Mackenzie Alternative Enhanced Yld A	0.039%	0.000%	9,000	9,000	2021-08-31
Mackenzie Alternative Enhanced Yld A	0.039%	0.000%	9,000	0	2021-09-30
Mackenzie Alternative Enhanced Yld A	0.039%	0.000%	9,000	0	2021-10-31
FT Alternative Income 41 F RE	0.039%	-1.713%	9,239	-161	2022-01-31
FT Alternative Income 41 F RE	0.038%	-1.437%	9,189	-134	2022-04-28
FT Alternative Income 41 F RE	0.038%	0.456%	9,037	41	2022-03-31
FT Alternative Income 41 F RE	0.038%	0.859%	9,397	80	2022-05-31
Mackenzie Alternative Enhanced Yld A	0.038%	0.000%	9,000	0	2021-11-30
Mackenzie Alternative Enhanced Yld A	0.038%	0.000%	9,000	0	2021-12-31
Mackenzie Alternative Enhanced Yld A	0.038%	0.000%	9,000	0	2022-01-31
Mackenzie Alternative Enhanced Yld A	0.038%	0.000%	9,000	0	2022-02-28
FT Sabrient Dividend 36 F CA	0.037%	-0.508%	7,836	-40	2021-06-30
FT Sabrient Dividend 36 F CA	0.036%	1.327%	7,941	104	2021-09-30
FT Sabrient Dividend 36 F CA	0.036%	0.484%	7,891	38	2021-07-30
FT Sabrient Dividend 36 F CA	0.035%	-0.116%	7,758	-9	2021-08-31
FT Alternative Income 41 F RE	0.035%	-0.685%	9,571	-66	2022-07-29
FT Sabrient Dividend 36 F CA	0.034%	2.460%	7,830	188	2021-11-30
Fidelity® NASDAQ Composite Index®	0.033%	-61.930%	7,413	-12,059	2021-06-30
FT Sabrient Dividend 36 F CA	0.033%	0.698%	7,652	53	2021-10-29
FT Sabrient Dividend 36 F CA	0.032%	0.421%	7,394	31	2021-12-30
FT Sabrient Dividend 36 F CA	0.032%	-0.243%	7,376	-18	2021-12-31
FT Sabrient Dividend 36 F CA	0.032%	0.686%	8,078	55	2022-06-30
FT Sabrient Dividend 36 F CA	0.031%	1.403%	8,023	111	2022-06-29
FT Sabrient Dividend 36 F CA	0.031%	2.728%	7,457	198	2022-04-29
FT Sabrient Dividend 36 F CA	0.031%	-1.138%	7,387	-85	2022-01-31
FT Sabrient Dividend 36 F CA	0.031%	0.192%	7,315	14	2022-02-28
FT Sabrient Dividend 36 F CA	0.030%	-1.733%	7,259	-128	2022-04-28
FT Sabrient Dividend 36 F CA	0.029%	1.087%	6,974	75	2022-03-31
FT Sabrient Dividend 36 F CA	0.029%	0.662%	7,149	47	2022-05-31
FT Sabrient Dividend 36 F CA	0.028%	-0.863%	7,700	-67	2022-07-29
Shelton BDC Income Institutional	0.026%	0.000%	5,500	0	2021-03-31
Purpose Specialty Lending Trust Series A	0.026%	0.000%	5,486	0	2021-06-30
Shelton BDC Income Institutional	0.025%	0.000%	5,500	0	2021-06-30
Purpose Specialty Lending Trust Series A	0.025%	0.000%	5,486	0	2021-07-31
Purpose Specialty Lending Trust Series A	0.025%	0.000%	5,486	0	2021-08-31
Purpose Specialty Lending Trust Series A	0.025%	0.000%	5,486	0	2021-09-30
FlexShares® Listed Priv Eq ETF USD Acc	0.024%	0.000%	5,762	0	2022-02-28
Shelton BDC Income Institutional	0.024%	0.000%	5,500	0	2021-09-30
Purpose Specialty Lending Trust Series A	0.024%	0.000%	5,486	0	2021-10-31
Purpose Specialty Lending Trust Series A	0.024%	0.000%	5,486	0	2021-11-30
Purpose Specialty Lending Trust Series A	0.024%	0.000%	5,486	0	2021-12-31
FlexShares® Listed Priv Eq ETF USD Acc	0.023%	0.000%	5,581	0	2022-01-31
Purpose Specialty Lending Trust Series A	0.023%	0.000%	5,486	0	2022-01-31
Purpose Specialty Lending Trust Series A	0.023%	0.000%	5,486	0	2022-02-28
Purpose Specialty Lending Trust Series A	0.023%	0.000%	5,486	0	2022-03-31
Purpose Specialty Lending Trust Series A	0.023%	0.000%	5,486	0	2022-04-30
Purpose Specialty Lending Trust Series F	0.023%	0.000%	5,486	0	2022-04-30
FlexShares® Listed Priv Eq ETF USD Acc	0.018%	0.000%	4,256	0	2022-04-28
FlexShares® Listed Priv Eq ETF USD Acc	0.018%	0.000%	4,256	0	2022-04-29
FlexShares® Listed Priv Eq ETF USD Acc	0.017%	0.000%	4,299	0	2022-05-31
FlexShares® Listed Priv Eq ETF USD Acc	0.017%	0.000%	4,299	0	2022-06-29
FlexShares® Listed Priv Eq ETF USD Acc	0.017%	0.000%	4,299	0	2022-06-30
FlexShares® Listed Priv Eq ETF USD Acc	0.016%	0.000%	4,371	0	2022-07-29
FlexShares® Listed Priv Eq ETF USD Acc	0.016%	0.000%	3,739	0	2022-03-31
USAA Extended Market Index	0.014%	3.410%	3,033	100	2021-03-31
USAA Extended Market Index	0.014%	0.805%	3,131	25	2021-09-30
Blackstone Alternative Multi-Strategy I	0.014%	675.000%	3,100	2,700	2021-06-30
USAA Extended Market Index	0.014%	2.407%	3,106	73	2021-06-30
USAA Extended Market Index	0.014%	1.948%	3,192	61	2021-12-31
Blackstone Alternative Multi-Strategy I	0.013%	0.000%	3,100	0	2021-09-30
USAA Extended Market Index	0.013%	-0.470%	3,177	-15	2022-03-31
USAA Extended Market Index	0.013%	3.809%	3,298	121	2022-06-30
Blackstone Alternative Multi-Strategy I	0.011%	-12.903%	2,700	-400	2021-12-31
Blackstone Alternative Multi-Strategy I	0.011%	0.000%	2,700	0	2022-03-31
Mackenzie Private Income Bal Pool PWF	0.006%	1.386%	1,463	20	2022-02-28
Mackenzie Private Income Bal Pool PWF	0.006%	4.263%	1,443	59	2021-11-30
Mackenzie Private Income Bal Pool PWF	0.006%	0.000%	1,443	0	2021-12-31
Mackenzie Private Income Bal Pool PWF	0.006%	0.000%	1,443	0	2022-01-31
Mackenzie Private Income Bal Pool PWF	0.006%	0.000%	1,384	1,384	2021-10-31
Punch Small Cap Equity Composite	0.006%	0.000%	1,500	0	2022-06-30
Mackenzie Private Income Bal Pool PWF	0.006%	0.000%	1,463	0	2022-04-30
NT Quality Small Cap Core	0.006%	-1.166%	1,187	-14	2021-03-31
NT Quality SCC US Fund - L	0.006%	0.000%	1,187	0	2021-06-30
NT Quality Small Cap Core	0.005%	0.000%	1,187	0	2021-06-30
NT Quality SCC US Fund - L	0.005%	0.000%	1,187	0	2021-09-30
Brand Global Select A	0.005%	0.000%	1,100	0	2021-06-30
NT Quality Small Cap Core	0.005%	0.000%	1,187	0	2021-09-30
Brand Global Select A	0.005%	0.000%	1,100	0	2021-07-31
Brand Global Select A	0.005%	0.000%	1,100	0	2021-08-31
NT Quality Small Cap Core	0.005%	0.000%	1,187	0	2021-12-31
NT Quality SCC US Fund - L	0.004%	-8.930%	1,081	-106	2022-03-31
NT Quality Small Cap Core	0.004%	-8.930%	1,081	-106	2022-03-31
NT Quality SCC US Fund - L	0.004%	-4.255%	1,035	-46	2022-06-30
NT Quality Small Cap Core	0.004%	-4.255%	1,035	-46	2022-06-30
McKinley Capital U.S. Equity Income	0.003%	27.287%	835	179	2022-03-31