Cathay General Bancorp (CATY) Ownership

36.00 ↑1.34 (3.87%)

As of April 19, 2024, 3:59pm EST.

Institutions
Mutual Funds

Institutional Ownership

BlackRock Inc is the biggest individual institutional holder of Cathay General Bancorp (CATY), owning a total of 10.7 million shares. Combined, the top 26 institutional holders of CATY own 69.49% of the company with a total of 50.5 million shares.

In the latest ownership report on December 31st 2023, the top 26 institutional holders increased their combined ownership of CATY by 2.3 million shares. 15 institutions bought 2,658,497 total additional shares and increased their ownership by an average of 7.46%. However 5 institutions sold 400,074 total shares and decreased their ownership by an average of 6.97%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of Cathay General Bancorp increased by a net total of 2,258,423 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
BlackRock Inc	14.664%	11.171%	10,656,594	1,070,831	2023-12-31
Vanguard Group Inc	11.359%	2.434%	8,254,816	196,146	2023-12-31
Dimensional Fund Advisors, Inc.	5.298%	4.063%	3,850,356	150,331	2023-12-31
State Street Corporation	5.074%	16.604%	3,687,347	525,064	2023-12-31
Goldman Sachs Group Inc	3.543%	1.320%	2,574,842	33,541	2023-12-31
Charles Schwab Investment Management Inc	2.826%	1.254%	2,053,405	25,421	2023-12-31
Geode Capital Management, LLC	2.185%	4.537%	1,587,545	68,904	2023-12-31
Massachusetts Financial Services Company	2.142%	-5.907%	1,556,633	-97,717	2023-12-31
Principal Financial Group Inc	2.050%	-3.304%	1,489,514	-50,888	2023-12-31
T. Rowe Price Investment Management,Inc.	1.660%	8.203%	1,206,496	91,465	2023-12-31
Amvescap Plc.	1.506%	17.997%	1,094,473	166,929	2023-12-31
LSV Asset Management	1.450%	-7.912%	1,053,340	-90,500	2023-12-31
Northern Trust Corp	1.405%	0.605%	1,020,707	6,134	2023-12-31
BTIM Corp	1.336%	0.350%	970,537	3,385	2023-12-31
Bank of New York Mellon Corp	1.240%	1.805%	900,708	15,969	2023-12-31
American Century Companies Inc	1.195%	17.560%	868,519	129,732	2023-12-31
First Trust Advisors L.P.	1.185%	18.399%	861,364	133,852	2023-12-31
Nuveen Asset Management, LLC	1.142%	-11.484%	830,119	-107,701	2023-12-31
GW&K Investment Management, LLC	1.099%	-6.251%	798,849	-53,268	2023-12-31
NORGES BANK	1.067%	5.552%	775,481	40,793	2023-12-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
BlackRock Inc	14.664%	11.171%	10,656,594	1,070,831	2023-12-31
Vanguard Group Inc	11.359%	2.434%	8,254,816	196,146	2023-12-31
Dimensional Fund Advisors, Inc.	5.298%	4.063%	3,850,356	150,331	2023-12-31
State Street Corporation	5.074%	16.604%	3,687,347	525,064	2023-12-31
Goldman Sachs Group Inc	3.543%	1.320%	2,574,842	33,541	2023-12-31
Charles Schwab Investment Management Inc	2.826%	1.254%	2,053,405	25,421	2023-12-31
Geode Capital Management, LLC	2.185%	4.537%	1,587,545	68,904	2023-12-31
Massachusetts Financial Services Company	2.142%	-5.907%	1,556,633	-97,717	2023-12-31
Principal Financial Group Inc	2.050%	-3.304%	1,489,514	-50,888	2023-12-31
T. Rowe Price Investment Management,Inc.	1.660%	8.203%	1,206,496	91,465	2023-12-31
Amvescap Plc.	1.506%	17.997%	1,094,473	166,929	2023-12-31
LSV Asset Management	1.450%	-7.912%	1,053,340	-90,500	2023-12-31
Northern Trust Corp	1.405%	0.605%	1,020,707	6,134	2023-12-31
BTIM Corp	1.336%	0.350%	970,537	3,385	2023-12-31
FMR Inc	1.319%	0.000%	957,149	4	2023-03-31
Bank of New York Mellon Corp	1.240%	1.805%	900,708	15,969	2023-12-31
American Century Companies Inc	1.195%	17.560%	868,519	129,732	2023-12-31
First Trust Advisors L.P.	1.185%	18.399%	861,364	133,852	2023-12-31
Ameriprise Financial Inc	1.157%	18.849%	840,415	133,287	2023-09-30
Nuveen Asset Management, LLC	1.142%	-11.484%	830,119	-107,701	2023-12-31
Morgan Stanley - Brokerage Accounts	1.134%	46.127%	823,889	260,073	2023-09-30
GW&K Investment Management, LLC	1.099%	-6.251%	798,849	-53,268	2023-12-31
NORGES BANK	1.067%	5.552%	775,481	40,793	2023-12-31
JPMorgan Chase & Co	0.882%	-3.120%	656,553	-21,144	2022-06-30
Holocene Advisors, LP	0.849%	-21.848%	631,710	-176,597	2022-06-30
AQR Capital Management LLC	0.723%	-2.887%	524,743	-15,600	2022-12-31

Mutual Fund Ownership

iShares Core S&P Small-Cap ETF is the biggest individual fund holder of Cathay General Bancorp (CATY), owning a total of 4.9 million shares. Combined, the top 31 mutual fund holders of CATY own 44.22% of the company with a total of 32.1 million shares.

In the latest ownership report on February 29th 2024, the top 31 fund holders increased their combined ownership of CATY by 7 thousand shares. 7 funds bought 30,702 total additional shares and increased their ownership by an average of 0.36%. However 3 funds sold 23,632 total shares and decreased their ownership by an average of 0.63%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Cathay General Bancorp increased by a net total of 7,070 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
iShares Core S&P Small-Cap ETF	6.764%	0.000%	4,915,547	0	2024-02-29
Vanguard Total Stock Mkt Idx Inv	2.992%	-0.339%	2,174,171	-7,395	2024-02-29
Vanguard Small Cap Index	2.448%	0.926%	1,778,742	16,311	2024-02-29
iShares Russell 2000 ETF	2.113%	0.000%	1,535,490	0	2024-02-29
Vanguard Small Cap Value Index Inv	1.668%	0.498%	1,212,251	6,011	2024-02-29
Schwab US Dividend Equity ETF™	1.587%	0.058%	1,153,443	664	2024-02-29
Vanguard Institutional Extnd Mkt Idx Tr	1.478%	-0.829%	1,074,373	-8,984	2024-02-29
MFS New Discovery Value I	1.393%	-0.712%	1,012,169	-7,253	2024-02-29
Avantis US Small Cap Value ETF	1.214%	0.047%	882,513	418	2024-02-29
First Trust SMID Cp Rising Div Achv ETF	1.047%	0.927%	761,154	6,992	2024-02-29
SPDR® Portfolio S&P 600 Sm Cap ETF	0.899%	0.021%	653,213	134	2024-02-29
Vanguard Tax-Managed Small Cap Adm	0.781%	0.000%	567,569	0	2024-02-29
Dimensional US Targeted Value ETF	0.732%	0.032%	532,183	172	2024-02-29
iShares S&P Small-Cap 600 Value ETF	0.662%	0.000%	481,334	0	2024-02-29

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
iShares Core S&P Small-Cap ETF	6.764%	0.000%	4,915,547	0	2024-02-29
iShares Core S&P Mid-Cap ETF	3.228%	0.018%	2,342,231	415	2023-08-31
Vanguard Total Stock Mkt Idx Inv	2.992%	-0.339%	2,174,171	-7,395	2024-02-29
Vanguard Instl Ttl Stck Mkt Idx Tr	2.966%	0.436%	2,153,041	9,351	2023-03-31
Vanguard Small Cap Index	2.448%	0.926%	1,778,742	16,311	2024-02-29
iShares Russell 2000 ETF	2.113%	0.000%	1,535,490	0	2024-02-29
Vanguard Small Cap Value Index Inv	1.668%	0.498%	1,212,251	6,011	2024-02-29
Schwab US Dividend Equity ETF™	1.587%	0.058%	1,153,443	664	2024-02-29
Vanguard Institutional Extnd Mkt Idx Tr	1.478%	-0.829%	1,074,373	-8,984	2024-02-29
MFS New Discovery Value I	1.393%	-0.712%	1,012,169	-7,253	2024-02-29
Vanguard Extended Market Index Investor	1.360%	-0.017%	986,931	-167	2023-08-31
Avantis US Small Cap Value ETF	1.214%	0.047%	882,513	418	2024-02-29
First Trust SMID Cp Rising Div Achv ETF	1.047%	0.927%	761,154	6,992	2024-02-29
Fidelity Small Cap Index	0.954%	1.269%	693,563	8,689	2023-12-31
T. Rowe Price Small-Cap Value	0.944%	8.035%	685,700	51,000	2023-12-31
SPDR® Portfolio S&P 600 Sm Cap ETF	0.899%	0.021%	653,213	134	2024-02-29
Fidelity® Small Cap Index	0.899%	2.216%	653,097	14,159	2023-09-30
iShares Russell 2000 Value ETF	0.868%	0.000%	631,024	0	2024-02-01
DFA US Small Cap Value I	0.837%	0.000%	607,873	0	2024-01-31
SPDR® S&P MIDCAP 400 ETF Trust	0.838%	-0.592%	607,743	-3,619	2023-08-31
Avantis® U.S. Small Cap Value ETF	0.819%	0.000%	594,272	0	2023-07-29
Vanguard Tax-Managed Small Cap Adm	0.781%	0.000%	567,569	0	2024-02-29
Fidelity® Low-Priced Stock	0.737%	-0.127%	534,576	-681	2023-05-31
Dimensional US Targeted Value ETF	0.732%	0.032%	532,183	172	2024-02-29
Principal Small-MidCap Dividend Inc Inst	0.702%	0.000%	509,896	0	2024-01-31
DFA US Small Cap I	0.698%	0.000%	506,842	0	2024-01-31
SPDR® S&P Regional Banking ETF	0.685%	-3.202%	497,692	-16,464	2024-01-31
Boston Trust Walden Small Cap	0.680%	2.638%	492,016	12,645	2023-02-28
iShares S&P Small-Cap 600 Value ETF	0.662%	0.000%	481,334	0	2024-02-29
DFA US Targeted Value I	0.650%	4.750%	472,214	21,412	2024-01-31
Invesco Main Street Small Cap R6	0.579%	0.000%	430,513	0	2022-10-31