Applied UV Inc (AUVI) Ownership

0.80 ↓0.02 (-1.95%)

As of March 20, 2023, 3:35pm EST.

Institutions
Mutual Funds

Institutional Ownership

Vanguard Group Inc is the biggest individual institutional holder of Applied UV Inc (AUVI), owning a total of 107 thousand shares. Combined, the top 25 institutional holders of AUVI own 2.01% of the company with a total of 336 thousand shares.

In the latest ownership report on December 31st 2022, the top 25 institutional holders increased their combined ownership of AUVI by 13 thousand shares. 1 institutions bought 13,000 total additional shares and increased their ownership by an average of 115.04%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of Applied UV increased by a net total of 13,000 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	0.640%	0.000%	106,783	0	2022-12-31
State Street Corporation	0.166%	0.000%	27,684	0	2022-12-31
Mount Yale Investment Advisors, LLC	0.150%	0.000%	25,000	0	2022-12-31
Samalin Investment Counsel, LLC	0.146%	115.044%	24,300	13,000	2022-12-31
Northern Trust Corp	0.072%	0.000%	12,073	0	2022-12-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	0.640%	0.000%	106,783	0	2022-12-31
Advisor Group Holdings, Inc.	0.504%	0.000%	84,145	0	2022-09-30
Geode Capital Management, LLC	0.210%	0.000%	34,963	0	2022-09-30
State Street Corporation	0.166%	0.000%	27,684	0	2022-12-31
Mount Yale Investment Advisors, LLC	0.150%	0.000%	25,000	0	2022-12-31
Samalin Investment Counsel, LLC	0.146%	115.044%	24,300	13,000	2022-12-31
Northern Trust Corp	0.072%	0.000%	12,073	0	2022-12-31
JANE STREET GROUP, LLC	0.068%	0.000%	11,313	11,313	2022-09-30
UBS Group AG	0.026%	80.915%	4,389	1,963	2022-09-30
Tower Research Capital LLC	0.015%	0.000%	2,463	2,463	2022-09-30
Royal Bank of Canada	0.012%	0.000%	2,000	0	2022-09-30
Morgan Stanley - Brokerage Accounts	0.002%	-91.590%	392	-4,269	2022-09-30
Bank of America Corp	0.001%	0.000%	217	217	2022-09-30
Wells Fargo & Co	0.000%	-6.383%	44	-3	2022-09-30
BNP Paribas Arbitrage, SA	0.000%	0.000%	23	23	2022-09-30
CapTrust Financial Advisors	0.000%	0.000%	2	2	2022-06-30
Wetherby Asset Management Inc	0.000%	-100.000%	0	-10,000	2022-09-30
Venture Visionary Partners LLC	0.000%	-100.000%	0	-800	2022-09-30
Virtu Financial LLC	0.000%	-100.000%	0	-49,647	2022-09-30
Renaissance Technologies Corp	0.000%	-100.000%	0	-14,600	2022-09-30
Private Capital Advisors, Inc.	0.000%	-100.000%	0	-14,370	2022-09-30
Millennium Management LLC	0.000%	-100.000%	0	-11,291	2022-09-30
LPL Financial Corp	0.000%	-100.000%	0	-13,000	2022-06-30
Ground Swell Capital, LLC	0.000%	-100.000%	0	-11,682	2022-06-30
Citigroup Inc	0.000%	-100.000%	0	-7,450	2022-09-30

Mutual Fund Ownership

Vanguard Extended Market Index Investor is the biggest individual fund holder of Applied UV Inc (AUVI), owning a total of 68 thousand shares. Combined, the top 16 mutual fund holders of AUVI own 1.29% of the company with a total of 215 thousand shares.

In the latest ownership report on February 28th 2023, the top 16 fund holders not made any changes to their ownership of AUVI. None of the mutual funds bought any additional shares.

Overall this is a neutral sign as the number of shares owned by the top 20 mutual funds holding Applied UV stayed the same in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
State St US Extended Mkt Indx NL Cl C	0.028%	0.000%	4,632	0	2023-02-28
State St US Ttl Mkt Indx NL Cl C	0.005%	0.000%	900	0	2023-02-28

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Extended Market Index Investor	0.409%	0.000%	68,188	0	2023-01-31
Vanguard Total Stock Mkt Idx Inv	0.231%	0.000%	38,595	0	2023-01-31
Vanguard Instl Ttl Stck Mkt Idx Tr	0.231%	0.000%	38,595	0	2022-12-31
Fidelity® Extended Market Index	0.129%	0.000%	21,528	0	2023-01-31
Northern Trust Extended Eq Market Idx	0.046%	0.000%	7,730	0	2022-12-31
NT Ext Equity Mkt Idx Fd - L	0.046%	0.000%	7,730	0	2022-12-31
Fidelity® Series Total Market Index	0.037%	0.000%	6,121	0	2023-01-31
State St US Extended Mkt Indx NL Cl C	0.028%	0.000%	4,632	0	2023-02-28
SSgA U.S. Extended Market Index Class I	0.028%	0.000%	4,632	0	2022-12-31
NT Ext Equity Mkt Idx Fd - NL	0.026%	0.000%	4,343	0	2022-12-31
Fidelity® NASDAQ Composite Index®	0.026%	0.000%	4,305	0	2023-01-31
NT Ext Equity Mkt Idx Fd - DC - NL - T2	0.021%	0.685%	3,526	24	2022-12-31
Spartan Total Market Index Pool E	0.015%	0.000%	2,424	0	2023-01-31
SSgA U.S. Total Market Index Strategy	0.009%	1.883%	1,461	27	2022-12-31
State St US Ttl Mkt Indx NL Cl C	0.005%	0.000%	900	0	2023-02-28
Spartan Extended Market Index Pool E	0.004%	0.000%	585	0	2023-01-31